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Prudential PLC — Director's Dealing 2022
May 24, 2022
4668_ffr_2022-05-24_f4184779-6a7f-4944-959b-84535a1d4ca1.zip
Director's Dealing
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6-K 1 puk_6k.htm FORM 6-K puk_6k.htm Document created using EDGARMaster
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of May, 2022
| PRUDENTIAL PUBLIC LIMITED COMPANY |
|---|
| (Translation of registrant's name into English) |
1 Angel Court, London,
England, EC2R 7AG
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Mark FitzPatrick | ||
|---|---|---|---|---|
| 2 | Reason for the notification | |||
| a) | Position/status | Interim Group Chief Executive (PDMR) | ||
| b) | Initial notification /Amendment | Initial notification | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Prudential plc | ||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
| b) | Nature of the transaction(s) | (i) Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders (ii) Acquisition of shares under the Dividend Re-investment Plan in respect of shares held in a nominee account (iii) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan | ||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
| (i) | GBP10.356995 | 165 | ||
| (ii) | GBP 10.119676 | 846 | ||
| (iii) | GBP 10.285 | 7 | ||
| d) | Aggregated information - Aggregated volume - Price | 1,018 GBP 10.159 | ||
| e) | Date of the transaction(s) | 2022-05-20 | ||
| f) | Place of the transaction(s) | London Stock Exchange |
2
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Mark FitzPatrick | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Interim Group Chief Executive (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| HKD 89.25 | 1,305 | ||
| d) | Aggregated information - Aggregated volume - Price | 1,305 HKD 89.25 | |
| e) | Date of the transaction(s) | 2022-05-20 | |
| f) | Place of the transaction(s) | Hong Kong Stock Exchange |
3
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | James Turner | ||
|---|---|---|---|---|
| 2 | Reason for the notification | |||
| a) | Position/status | Group Chief Financial Officer (PDMR) | ||
| b) | Initial notification /Amendment | Initial notification | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Prudential plc | ||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
| b) | Nature of the transaction(s) | (i) Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders (ii) Acquisition of shares under the Dividend Re-investment Plan in respect of shares held in a nominee account (iii) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan | ||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
| (i) | GBP 10.356995 | 405 | ||
| (ii) | GBP 10.119676 | 338 | ||
| (iii) | GBP 10.285 | 8 | ||
| d) | Aggregated information - Aggregated volume - Price | 751 GBP 10.249 | ||
| e) | Date of the transaction(s) | 2022-05-20 | ||
| f) | Place of the transaction(s) | London Stock Exchange |
4
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | James Turner | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Group Chief Financial Officer (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| HKD 89.25 | 1,190 | ||
| d) | Aggregated information - Aggregated volume - Price | 1,190 HKD 89.25 | |
| e) | Date of the transaction(s) | 2022-05-20 | |
| f) | Place of the transaction(s) | Hong Kong Stock Exchange |
5
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Nicolaos Nicandrou | ||
|---|---|---|---|---|
| 2 | Reason for the notification | |||
| a) | Position/status | Chief Executive, Asia and Africa (PDMR) | ||
| b) | Initial notification /Amendment | Initial notification | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Prudential plc | ||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
| b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares under the dividend re-investment associated with the Prudential Corporation Asia All Employee Share Purchase Plan | ||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
| (i) | GBP 10.285 | 17 | ||
| (ii) | GBP 10.285 | 10 | ||
| d) | Aggregated information - Aggregated volume - Price | 27 GBP 10.285 | ||
| e) | Date of the transaction(s) | 2022-05-20 | ||
| f) | Place of the transaction(s) | London Stock Exchange |
6
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Nicolaos Nicandrou | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Chief Executive, Asia and Africa (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| HKD89.25 | 1,900 | ||
| d) | Aggregated information - Aggregated volume - Price | 1,900 HKD 89.25 | |
| e) | Date of the transaction(s) | 2022-05-20 | |
| f) | Place of the transaction(s) | Hong Kong Stock Exchange |
7
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Avnish Kalra | ||
|---|---|---|---|---|
| 2 | Reason for the notification | |||
| a) | Position/status | Group Chief Risk and Compliance Officer (PDMR) | ||
| b) | Initial notification /Amendment | Initial notification | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Prudential plc | ||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
| b) | Nature of the transaction(s) | (i) Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders (ii) Acquisition of shares under the dividend re-investment associated with the Prudential Corporation Asia All Employee Share Purchase Plan | ||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
| (i) | GBP 10.356995 | 687 | ||
| (ii) | GBP 10.285 | 31 | ||
| d) | Aggregated information - Aggregated volume - Price | 718 GBP 10.354 | ||
| e) | Date of the transaction(s) | 2022-05-20 | ||
| f) | Place of the transaction(s) | London Stock Exchange |
8
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Avnish Kalra | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Group Chief Risk and Compliance Officer (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Corporation Asia Deferred Bonus Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| HKD 89.25 | 434 | ||
| d) | Aggregated information - Aggregated volume - Price | 434 HKD 89.25 | |
| e) | Date of the transaction(s) | 2022-05-20 | |
| f) | Place of the transaction(s) | Hong Kong Stock Exchange |
9
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Jolene Chen | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Group Human Resources Director (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition of shares under the dividend re-investment associated with the Prudential Corporation Asia All Employee Share Purchase Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| GBP 10.285 | 5 | ||
| d) | Aggregated information - Aggregated volume - Price | 5 GBP 10.285 | |
| e) | Date of the transaction(s) | 2022-05-20 | |
| f) | Place of the transaction(s) | London Stock Exchange |
10
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Jolene Chen | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Group Human Resources Director (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| HKD 89.25 | 304 | ||
| d) | Aggregated information - Aggregated volume - Price | 304 HKD 89.25 | |
| e) | Date of the transaction(s) | 2022-05-20 | |
| f) | Place of the transaction(s) | Hong Kong Stock Exchange |
11
Additional information
About Prudential plc
Prudential plc provides life and health insurance and asset management in Asia and Africa. The business helps people get the most out of life, by making healthcare affordable and accessible and by promoting financial inclusion. Prudential protects people's wealth, helps them grow their assets, and empowers them to save for their goals. The business has more than 18 million life customers and is listed on stock exchanges in London (PRU), Hong Kong (2378), Singapore (K6S) and New York (PUK). Prudential is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America, nor with The Prudential Assurance Company Limited, a subsidiary of M&G plc, a company incorporated in the United Kingdom. https://www.prudentialplc.com/
Contact
Jennie Webb, Senior Manager, Share Plans, +44 (0)20 3977 9750
Sylvia Edwards, Deputy Group Secretary, +44 (0)20 3977 9214
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: 24 May 2022
| PRUDENTIAL PUBLIC LIMITED COMPANY | |
|---|---|
| By: | /s/ Sylvia Edwards |
| Sylvia Edwards | |
| Deputy Group Secretary |
13
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