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Prudential PLC Director's Dealing 2021
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Director's Dealing
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National Storage Mechanism | Additional information 
RNS Number : 9815Y
Prudential PLC
18 May 2021
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Michael Wells
2
Reason for the notification
a)
Position/status
Group Chief Executive (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Annual Incentive Plan by the Trustee
(iii) Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees
c)
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | Nil | 221,721 |
| (ii) | Nil | 59,344 |
| (iii) | GBP 14.9984 | 132,234 |
d)
Aggregated information
- Aggregated volume
- Price
281,065
GBP 14.9984
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark FitzPatrick
2
Reason for the notification
a)
Position/status
Group Chief Financial Officer and Chief Operating Officer (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Annual Incentive Plan by the Trustee
(iii) Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees
c)
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | Nil | 91,685 |
| (ii) | Nil | 34,289 |
| (iii) | GBP 14.9984 | 59,269 |
d)
Aggregated information
- Aggregated volume
- Price
125,974
GBP 14.9984
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
James Turner
2
Reason for the notification
a)
Position/status
Group Chief Risk and Compliance Officer (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii) Sale of shares in relation to the transaction described in (i) above only to cover withholding tax and fees
c)
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | Nil | 47,545 |
| (ii) | GBP 14.9984 | 11,276 |
d)
Aggregated information
- Aggregated volume
- Price
47,545
GBP 14.9984
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Nicolaos Nicandrou
2
Reason for the notification
a)
Position/status
Chief Executive, Prudential Corporation Asia (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Annual Incentive Plan by the Trustee
(iii) Sale of shares in relation to the transaction described in (i) above only to cover withholding tax and fees
c)
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | Nil | 119,407 |
| (ii) | Nil | 38,511 |
| (iii) | GBP 14.9984 | 9,363 |
d)
Aggregated information
- Aggregated volume
- Price
157,918
GBP 14.9984
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Laura Prieskorn
2
Reason for the notification
a)
Position/status
Chief Executive Officer of Jackson Holdings LLC (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii) Sale of shares in relation to the transaction described in (i) above only to cover withholding tax and fees
c)
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | Nil | 44,252 |
| (ii) | GBP 14.9984 | 18,474 |
d)
Aggregated information
- Aggregated volume
- Price
44,252
GBP 14.9984
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Al-Noor Ramji
2
Reason for the notification
a)
Position/status
Group Chief Digital Officer (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Annual Incentive Plan by the Trustee
(iii) Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | Nil | 51,293 |
| (ii) | NIl | 21,902 |
| GBP 14.9984 | 34,437 |
d)
Aggregated information
- Aggregated volume
- Price
73,195
GBP 14.9984
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jolene Chen
2
Reason for the notification
a)
Position/status
Group Human Resources Director (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii) Acquisition of shares for nil consideration following the release of an award made in 2019 under the PCA Deferred Bonus Plan by the Trustee
(iii) Acquisition of shares for nil consideration following the release of an award made in 2018 under the PCA Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
c)
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | Nil | 8,360 |
| (ii) | Nil | 46,634 |
| (iii) | Nil | 23,752 |
d)
Aggregated information
- Aggregated volume
- Price
78,746
N/A
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Michael Wells
2
Reason for the notification
a)
Position/status
Group Chief Executive (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2024 subject to the achievement of performance criteria
(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2024
c)
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | GBP 15.05 | 305,382 |
| (ii) | GBP 15.05 | 28,074 |
d)
Aggregated information
- Aggregated volume
- Price
333,456
GBP 15.05
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark FitzPatrick
2
Reason for the notification
a)
Position/status
Group Chief Financial Officer and Chief Operating Officer (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2024 subject to the achievement of performance criteria
(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2024
c)
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | GBP 15.05 | 126,245 |
| (ii) | GBP 15.05 | 24,570 |
d)
Aggregated information
- Aggregated volume
- Price
150,815
GBP 15.05
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
James Turner
2
Reason for the notification
a)
Position/status
Group Chief Risk and Compliance Officer (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2024 subject to the achievement of performance criteria
(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2024
c)
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | GBP 15.05 | 111,215 |
| (ii) | GBP 15.05 | 24,889 |
d)
Aggregated information
- Aggregated volume
- Price
136,104
GBP 15.05
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Nicolaos Nicandrou
2
Reason for the notification
a)
Position/status
Chief Executive, Prudential Corporation Asia (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2024 subject to the achievement of performance criteria
(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2024
c)
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | GBP 15.05 | 165,836 |
| (ii) | GBP 15.05 | 33,225 |
d)
Aggregated information
- Aggregated volume
- Price
199,061
GBP 15.05
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Al-Noor Ramji
2
Reason for the notification
a)
Position/status
Group Chief Digital Officer (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2024 subject to the achievement of performance criteria
(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2024
c)
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | GBP 15.05 | 72,159 |
| (ii) | GBP 15.05 | 15,773 |
d)
Aggregated information
- Aggregated volume
- Price
87,932
GBP 15.05
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jolene Chen
2
Reason for the notification
a)
Position/status
Group Human Resources Director (PDMR)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Prudential plc
b)
LEI
5493001Z3ZE83NGK8Y12
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b)
Nature of the transactions
(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2024 subject to the achievement of performance criteria
(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2024
c)
Price(s) and volume(s)
| Price(s) | Volume(s) | |
| (i) | GBP 15.05 | 52,679 |
| (ii) | GBP 15.05 | 6,657 |
d)
Aggregated information
- Aggregated volume
- Price
59,336
GBP 15.05
e)
Date of the transactions
2021-05-17
f)
Place of the transactions
London Stock Exchange
Additional information
About Prudential plc
Prudential plc is an Asia-led portfolio of businesses focused on structural growth markets. The business helps people get the most out of life through life and health insurance and retirement and asset management solutions. Prudential plc has 17 million life customers in its Asia and Africa businesses and is listed on stock exchanges in London, Hong Kong, Singapore and New York. Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America, nor with The Prudential Assurance Company Limited, a subsidiary of M&G plc, a company incorporated in the United Kingdom.
Contact
Jennie Webb, Share Plans and Share Capital Manager, +44 (0)20 3977 9750
Sylvia Edwards, Deputy Group Secretary, +44 (0)20 3977 9214
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