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Prudential PLC — Director's Dealing 2021
Sep 2, 2021
4668_dirs_2021-09-02_4869f6e4-4494-4956-828b-f2325150fa7a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Jackson Financial Inc. (JXN)
CIK: 0001822993
Period of Report: 2021-09-02
Reporting Person: PRUDENTIAL PLC (10% Owner)
Reporting Person: Prudential (US Holdco 1) Ltd (10% Owner)
Reporting Person: Prudential Corp Asia Ltd (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-02 | Class A Common Stock | J | 623 | $0.00 | Disposed | 177 | Indirect |
Footnotes
F1: The record date for Prudential plc's ("Prudential") in-specie distribution of shares of Class A common stock of Jackson Financial Inc. ("JFI") was 6:00 p.m. UK time on September 2, 2021 for Prudential shareholders on the UK Register and Prudential ADR holders, and 5:00 p.m. Hong Kong time on September 2, 2021 for Prudential shareholders on the Hong Kong Register. Prudential will distribute approximately 77.9% of the shares of JFI Class A common stock it owns on a pro rata basis to Prudential shareholders as of the record date. Prudential currently owns 800 shares of JFI Class A common stock, before giving effect to the 104,960.3836276-for-1 stock split to be effected prior to the distribution date. The distribution date will be September 13, 2021 for Prudential shareholders on the UK Register, September 17, 2021 for Prudential ADRs and September 24, 2021 for Prudential shareholders on the Hong Kong Register.
F2: The actual number of shares of JFI Class A common stock to be distributed by Prudential will be based on the distribution ratio of one share of JFI Class A common stock for every 40 Prudential ordinary shares held by record holders on the record date.
F3: The securities reported are held directly by Prudential (US Holdco 1) Limited ("PUSH") and may be deemed to be beneficially owned by Prudential Corporation Asia Limited ("PCAL") and Prudential, because PCAL is the direct owner of PUSH, and Prudential is the direct owner of PCAL.