Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Prudential PLC Director's Dealing 2021

Sep 8, 2021

4668_dirs_2021-09-08_779f058b-24b9-4846-bf11-5321298c0dbe.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Jackson Financial Inc. (JXN)
CIK: 0001822993
Period of Report: 2021-09-08

Reporting Person: PRUDENTIAL PLC (10% Owner)
Reporting Person: Prudential (US Holdco 1) Ltd (10% Owner)
Reporting Person: Prudential Corp Asia Ltd (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-08 Class A Common Stock J 177 $0.00 Disposed 0 Indirect
2021-09-08 Class A Common Stock J 177 $0.00 Acquired 177 Indirect
2021-09-08 Class A Common Stock J 177 $0.00 Disposed 0 Indirect
2021-09-08 Class A Common Stock J 177 $0.00 Acquired 177 Direct

Footnotes

F1: On September 8, 2021, Prudential (US Holdco 1) Limited ("PUSH") transferred all of the 800 shares of Class A common stock of the Issuer of which it is the record holder to Prudential Corporation Asia Limited ("PCAL"), and PCAL transferred all such 800 shares to Prudential plc ("Prudential"). Following these transfers, Prudential is the record holder of all 800 shares of Class A common stock of the Issuer directly, and PUSH and PCAL ceased to beneficially own any securities. As previously reported on September 2, 2021, Prudential will distribute approximately 77.9% of the shares of Class A common stock of the Issuer it holds on a pro rata basis to Prudential shareholders as of the record date of September 2, 2021. As a result, as of September 2, 2021, Prudential's reported beneficial ownership of shares of Class A common stock of the Issuer was reduced to 177 shares.

F2: The securities reported were held directly by PUSH and may have been deemed to be beneficially owned by PCAL and Prudential, because PCAL is the direct owner of PUSH, and Prudential is the direct owner of PCAL.

F3: The securities reported were held directly by PCAL and may have been deemed to be beneficially owned by Prudential because Prudential is the direct owner of PCAL.

F4: Prudential currently is the record holder of 800 shares of Class A common stock of the Issuer, before giving effect to the 104,960.3836276-for-1 stock split to be effected prior to the distribution date. The distribution date will be September 13, 2021 for Prudential shareholders on the register of members of Prudential kept in the UK, September 17, 2021 for Prudential ADRs and September 24, 2021 for Prudential shareholders on the Hong Kong overseas branch register of members of Prudential. The number of shares of Class A common stock of the Issuer to be distributed by Prudential will be based on the distribution ratio of one share of Class A common stock of the Issuer for every 40 Prudential ordinary shares held by record holders on the record date of September 2, 2021.