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Prudential plc Major Shareholding Notification 2017

Jul 3, 2017

50562_rns_2017-07-03_91643204-e66c-4097-830f-5d02809d063d.pdf

Major Shareholding Notification

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Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and the Singapore Exchange Securities Trading Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

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(Incorporated and registered in England and Wales under the number 01397169)

(Stock code: 2378)

OVERSEAS REGULATORY ANNOUNCEMENT

NOTIFICATION OF MAJOR INTERESTS IN SHARES

TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES

  1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Prudential plc

  1. Reason for the notification:

An acquisition or disposal of voting rights

  1. Full name of person(s) subject to the notification obligation:

Norges Bank

  1. Full name of shareholder(s) (if different from 3.):

N/A

  1. Date of the transaction and date on which the threshold is crossed or reached:

28 June 2017

  1. Date on which issuer notified:

29 June 2017

  1. Threshold(s) that is/are crossed or reached:

Below 4%

  • 1 -

8. Details notified:

8A: Voting rights attached to shares

Class/type ofshares Situation previous to thetriggering transaction Situation previous to thetriggering transaction Resulting situation after the triggering transaction Resulting situation after the triggering transaction Resulting situation after the triggering transaction Resulting situation after the triggering transaction Resulting situation after the triggering transaction
Number ofShares Number ofVotingRights Number ofshares Number of votingrights % of votingrights
Direct Direct Indirect Direct Indirect
Ordinary 5p(GB0007099541) 103,623,639 103,623,639 103,060,503 103,060,503 3.99%

8B: Qualifying Financial Instruments

Resulting situation after the triggering transaction:

Type of Expiration date Exercise/ Number of % of voting
financial Conversion Period voting rights that rights
instrument may be acquired
if the Instrument
is exercised/
converted
N/A N/A N/A N/A N/A

8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Type offinancialinstrumentExercisePriceExpirationdateExercise/ ConversionPeriodNumber ofvoting rightsinstrumentrefers to% of votingrights Type offinancialinstrumentExercisePriceExpirationdateExercise/ ConversionPeriodNumber ofvoting rightsinstrumentrefers to% of votingrights Type offinancialinstrumentExercisePriceExpirationdateExercise/ ConversionPeriodNumber ofvoting rightsinstrumentrefers to% of votingrights Type offinancialinstrumentExercisePriceExpirationdateExercise/ ConversionPeriodNumber ofvoting rightsinstrumentrefers to% of votingrights
N/AN/AN/ATotal (A+B+C): N/A N/AN/A
Number of voting rights % of voting rights
103,060,503 103,060,503 3.99%
  1. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

N/A

Proxy Voting:

  1. Name of the proxy holder:

Norges Bank

  • 2 -
  1. Number of voting rights proxy holder will cease to hold:

N/A

  1. Date on which proxy holder will cease to hold voting rights:

N/A

  1. Additional information:

N/A

Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.

Contact name for enquiries

Chris Smith, Deputy Company Secretary, +44 (0)20 7548 2115

Company official responsible for making notification

Helen Archbold, Head of Corporate Secretariat

30 June 2017, London

As at the date of this announcement, the Board of Directors of Prudential plc comprises:

Chairman

Paul Victor Falzon Sant Manduca

Executive Directors

Michael Andrew Wells (Group Chief Executive) , Nicolaos Andreas Nicandrou ACA, Penelope Jane James ACA, John William Foley, Anne Helen Richards, Barry Lee Stowe and Tony Paul Wilkey

Independent Non-executive Directors

Sir Howard John Davies, David John Alexander Law ACA, Kaikhushru Shiavax Nargolwala FCA, Anthony John Liddell Nightingale CMG SBS JP, The Hon. Philip John Remnant CBE FCA, Alice Davey Schroeder and Jonathan Adair Lord Turner FRS

  • For identification purposes

  • 3 -