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Prudential plc — Director's Dealing 2019
Apr 3, 2019
50562_rns_2019-04-03_993ea66f-f733-46a0-b681-44a8fabdc825.pdf
Director's Dealing
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Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and the Singapore Exchange Securities Trading Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.
==> picture [181 x 120] intentionally omitted <==
(Incorporated and registered in England and Wales under the number 01397169)
(Stock code: 2378)
OVERSEAS REGULATORY ANNOUNCEMENT
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1 Details of the person discharging managerial responsibilities / person closely associated
| NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM |
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM |
|
|---|---|---|
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
| a) | Name | Michael Wells |
| 2 | Reason for the notification | |
| a) | Position/status | Group Chief Executive (PDMR) |
| b) | Initial notification /Amendment | Initial notification |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
| a) | Name | Prudential plc |
| b) | LEI | 5493001Z3ZE83NGK8Y12 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
| b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the “Trustee”) (ii) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Annual Incentive Plan by the Trustee (iii) Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees |
- 1 -
| c) | Price(s) and volume(s) | Volume(s) 227,217 112,720 149,122 |
|||
|---|---|---|---|---|---|
| Price(s) | Volume(s) | ||||
| (i) | Nil | 227,217 | |||
| (ii) | Nil | 112,720 | |||
| (iii) | GBP 15.6051 | 149,122 | |||
| d) | Aggregated information - Aggregated volume - Price |
N/A | |||
| e) | Date of the transactions | 2019-04-01 | |||
| f) | Place of the transactions | London Stock Exchange |
- 2 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | John Foley | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Executive Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the “Trustee”) (ii) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Annual Incentive Plan by the Trustee (iii) Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees |
|||
| c) | Price(s) and volume(s) | Volume(s) 98,525 69,154 78,889 |
|||
| Price(s) | Volume(s) | ||||
| (i) | Nil | 98,525 | |||
| (ii) | Nil | 69,154 | |||
| (iii) | GBP 15.6051 | 78,889 | |||
| d) | Aggregated information - Aggregated volume - Price |
N/A | |||
| e) | Date of the transactions | 2019-04-01 | |||
| f) | Place of the transactions | London Stock Exchange |
- 3 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Nicolaos Nicandrou | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Executive Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the “Trustee”) (ii) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Annual Incentive Plan by the Trustee (iii) Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees) |
|||
| c) | Price(s) and volume(s) | Volume(s) 93,402 41,153 134,555 |
|||
| Price(s) | Volume(s) | ||||
| (i) | Nil | 93,402 | |||
| (ii) | Nil | 41,153 | |||
| (iii) | GBP 15.6051 | 134,555 | |||
| d) | Aggregated information - Aggregated volume - Price |
N/A | |||
| e) | Date of the transactions | 2019-04-01 | |||
| f) | Place of the transactions | London Stock Exchange |
- 4 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | James Turner | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Chief Risk Officer (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the “Trustee”) (ii) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Group Deferred Bonus Plan by the Trustee (iii) Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees |
|||
| c) | Price(s) and volume(s) | Volume(s) 22,602 5,440 13,194 |
|||
| Price(s) | Volume(s) | ||||
| (i) | Nil | 22,602 | |||
| (ii) | Nil | 5,440 | |||
| (iii) | GBP 15.6051 | 13,194 | |||
| d) | Aggregated information - Aggregated volume - Price |
N/A | |||
| e) | Date of the transactions | 2019-04-01 | |||
| f) | Place of the transactions | London Stock Exchange |
- 5 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Julian Adams | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Regulatory & Government Relations Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the “Trustee”) (ii) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Annual Incentive Plan by the Trustee (iii) Sale of shares in relation to the transaction described in (i) and (ii) above (includes shares sold to cover withholding tax and fees) |
|||
| c) | Price(s) and volume(s) | Volume(s) 58,432 27,699 86,131 |
|||
| Price(s) | Volume(s) | ||||
| (i) | Nil | 58,432 | |||
| (ii) | Nil | 27,699 | |||
| (iii) | GBP 15.6051 | 86,131 | |||
| d) | Aggregated information - Aggregated volume - Price |
N/A | |||
| e) | Date of the transactions | 2019-04-01 | |||
| f) | Place of the transactions | London Stock Exchange |
- 6 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Jonathan Oliver | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Communications Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the “Trustee”) (ii) Acquisition of shares for nil consideration following the release of an award made in 2016 under theAnnual Incentive Planby the Trustee (iii) Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees) |
|||
| c) | Price(s) and volume(s) | Volume(s) 19,123 4,585 23,708 |
|||
| Price(s) | Volume(s) | ||||
| (i) | Nil | 19,123 | |||
| (ii) | Nil | 4,585 | |||
| (iii) | GBP 15.6051 | 23,708 | |||
| d) | Aggregated information - Aggregated volume - Price |
N/A | |||
| e) | Date of the transactions | 2019-04-01 | |||
| f) | Place of the transactions | London Stock Exchange |
- 7 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Alan Porter | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group General Counsel and Company Secretary (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the “Trustee”) (ii) Acquisition of shares for nil consideration following the release of an award made in 2016 underthe Annual Incentive Planby the Trustee (iii) Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees) |
|||
| c) | Price(s) and volume(s) | Volume(s) 46,766 15,114 61,880 |
|||
| Price(s) | Volume(s) | ||||
| (i) | Nil | 46,766 | |||
| (ii) | Nil | 15,114 | |||
| (iii) | GBP 15.6051 | 61,880 | |||
| d) | Aggregated information - Aggregated volume - Price |
N/A | |||
| e) | Date of the transactions | 2019-04-01 | |||
| f) | Place of the transactions | London Stock Exchange |
- 8 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Al-Noor Ramji | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Chief Digital Officer (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the “Trustee”) (ii) Sale of shares in relation to the transactions described in (i) above (includes shares sold to cover withholding tax and fees) |
|||
| c) | Price(s) and volume(s) | Volume(s) 52,545 52,545 |
|||
| Price(s) | Volume(s) | ||||
| (i) | Nil | 52,545 | |||
| (ii) | GBP 15.6051 | 52,545 | |||
| d) | Aggregated information - Aggregated volume - Price |
N/A | |||
| e) | Date of the transactions | 2019-04-01 | |||
| f) | Place of the transactions | London Stock Exchange |
- 9 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Tim Rolfe | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Human Resources Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the “Trustee”) (ii) Acquisition of shares for nil consideration following the release of an award made in 2016 underthe Annual Incentive Planby the Trustee (iii) Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees) |
|||
| c) | Price(s) and volume(s) | Volume(s) 48,867 21,518 70,385 |
|||
| Price(s) | Volume(s) | ||||
| (i) | Nil | 48,867 | |||
| (ii) | Nil | 21,518 | |||
| (iii) | GBP 15.6051 | 70,385 | |||
| d) | Aggregated information - Aggregated volume - Price |
N/A | |||
| e) | Date of the transactions | 2019-04-01 | |||
| f) | Place of the transactions | London Stock Exchange |
- 10 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Michael Wells | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Chief Executive (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2022 |
|||
| c) | Price(s) and volume(s) | Volume(s) 298,441 55,394 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.40 | 298,441 | |||
| (ii) | GBP 15.40 | 55,394 | |||
| d) | Aggregated information - Aggregated volume - Price |
353,835 GBP 15.40 |
|||
| e) | Date of the transactions | 2019-04-02 | |||
| f) | Place of the transactions | London Stock Exchange |
- 11 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Mark FitzPatrick | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Chief Financial Officer (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2022 |
|||
| c) | Price(s) and volume(s) | Volume(s) 123,376 32,223 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.40 | 123,376 | |||
| (ii) | GBP 15.40 | 32,223 | |||
| d) | Aggregated information - Aggregated volume - Price |
155,599 GBP 15.40 |
|||
| e) | Date of the transactions | 2019-04-02 | |||
| f) | Place of the transactions | London Stock Exchange |
- 12 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Michael Falcon | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Executive Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
American Depositary Receipt (“ADR”) 74435K204 |
|||
| b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2022 |
|||
| c) | Price(s) and volume(s) | Volume(s) 78,856 25,994 |
|||
| Price(s) | Volume(s) | ||||
| (i) | USD 40.58 | 78,856 | |||
| (ii) | USD 40.58 | 25,994 | |||
| d) | Aggregated information - Aggregated volume - Price |
104,850 USD 40.58 |
|||
| e) | Date of the transactions | 2019-04-02 | |||
| f) | Place of the transactions | New York Stock Exchange |
- 13 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | John Foley | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Executive Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2022 |
|||
| c) | Price(s) and volume(s) | Volume(s) 129,383 30,800 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.40 | 129,383 | |||
| (ii) | GBP 15.40 | 30,800 | |||
| d) | Aggregated information - Aggregated volume - Price |
160,183 GBP 15.40 |
|||
| e) | Date of the transactions | 2019-04-02 | |||
| f) | Place of the transactions | London Stock Exchange |
- 14 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Nicolaos Nicandrou | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Executive Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2022 |
|||
| c) | Price(s) and volume(s) | Volume(s) 172,743 44,760 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.40 | 172,743 | |||
| (ii) | GBP 15.40 | 44,760 | |||
| d) | Aggregated information - Aggregated volume - Price |
217,503 GBP 15.40 |
|||
| e) | Date of the transactions | 2019-04-02 | |||
| f) | Place of the transactions | London Stock Exchange |
- 15 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | James Turner | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Chief Risk Officer (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2022 |
|||
| c) | Price(s) and volume(s) | Volume(s) 103,571 20,605 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.40 | 103,571 | |||
| (ii) | GBP 15.40 | 20,605 | |||
| d) | Aggregated information - Aggregated volume - Price |
124,176 GBP 15.40 |
|||
| e) | Date of the transactions | 2019-04-02 | |||
| f) | Place of the transactions | London Stock Exchange |
- 16 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Julian Adams | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Regulatory and Government Relations Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2022 |
|||
| c) | Price(s) and volume(s) | Volume(s) 76,883 23,501 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.40 | 76,883 | |||
| (ii) | GBP 15.40 | 23,501 | |||
| d) | Aggregated information - Aggregated volume - Price |
100,384 GBP 15.40 |
|||
| e) | Date of the transactions | 2019-04-02 | |||
| f) | Place of the transactions | London Stock Exchange |
- 17 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Jonathan Oliver | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Communications Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2022 |
|||
| c) | Price(s) and volume(s) | Volume(s) 25,194 4,585 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.40 | 25,194 | |||
| (ii) | GBP 15.40 | 4,585 | |||
| d) | Aggregated information - Aggregated volume - Price |
29,779 GBP 15.40 |
|||
| e) | Date of the transactions | 2019-04-02 | |||
| f) | Place of the transactions | London Stock Exchange |
- 18 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Alan Porter | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group General Counsel & Company Secretary (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2022 |
|||
| c) | Price(s) and volume(s) | Volume(s) 61,558 18,062 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.40 | 61,558 | |||
| (ii) | GBP 15.40 | 18,062 | |||
| d) | Aggregated information - Aggregated volume - Price |
79,620 GBP 15.40 |
|||
| e) | Date of the transactions | 2019-04-02 | |||
| f) | Place of the transactions | London Stock Exchange |
- 19 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Al-Noor Ramji | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Chief Digital Officer (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2022 |
|||
| c) | Price(s) and volume(s) | Volume(s) 69,090 37,435 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.40 | 69,090 | |||
| (ii) | GBP 15.40 | 37,435 | |||
| d) | Aggregated information - Aggregated volume - Price |
106,525 GBP 15.40 |
|||
| e) | Date of the transactions | 2019-04-02 | |||
| f) | Place of the transactions | London Stock Exchange |
- 20 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Tim Rolfe | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Human Resources Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2022 |
|||
| c) | Price(s) and volume(s) | Volume(s) 64,285 18,427 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.40 | 64,285 | |||
| (ii) | GBP 15.40 | 18,427 | |||
| d) | Aggregated information - Aggregated volume - Price |
82,712 GBP 15.40 |
|||
| e) | Date of the transactions | 2019-04-02 | |||
| f) | Place of the transactions | London Stock Exchange |
Additional information
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
Contact
Jennie Webb, Share Plans and Share Capital Manager, +44 (0)20 3977 9750 Chris Smith, Deputy Group Secretary, +44 (0)20 3977 9639
2 April 2019, London
- 21 -
As at the date of this announcement, the Board of Directors of Prudential plc comprises:
Chairman
Paul Victor Falzon Sant Manduca
Executive Directors
Michael Andrew Wells (Group Chief Executive) , Mark Thomas FitzPatrick CA, Stuart James Turner FCA, Michael Irving Falcon, John William Foley and Nicolaos Andreas Nicandrou ACA
Independent Non-executive Directors
Sir Howard John Davies, David John Alexander Law ACA, Kaikhushru Shiavax Nargolwala FCA, Anthony John Liddell Nightingale CMG SBS JP, The Hon. Philip John Remnant CBE FCA, Alice Davey Schroeder, Jonathan Adair Lord Turner FRS, Thomas Ros Watjen and Jane Fields Wicker-Miurin OBE
-
For identification purposes
-
22 -
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