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Prudential plc — Director's Dealing 2019
May 29, 2019
50562_rns_2019-05-29_98282f4b-c9f2-403d-b679-c7b248b0f0fd.pdf
Director's Dealing
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Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and the Singapore Exchange Securities Trading Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.
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(Incorporated and registered in England and Wales under the number 01397169)
(Stock code: 2378)
OVERSEAS REGULATORY ANNOUNCEMENT
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
| NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM |
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM |
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM |
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM |
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM |
|
|---|---|---|---|---|---|
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
| a) | Name | Michael Wells | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Chief Executive (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||
| c) | Price(s) and volume(s) | Volume(s) 24 3,243 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP15.98 | 24 | |||
| (ii) | GBP16.41 | 3,243 | |||
| d) | Aggregated information - Aggregated volume - Price |
3,267 GBP 16.406841 |
- 1 -
| e) | Date of the transaction(s) | 2019-05-24 |
|---|---|---|
| f) | Place of the transaction(s) | London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Mark FitzPatrick | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Chief Financial Officer (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transactions | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||
| c) | Price(s) and volume(s) | Volume(s) 16 1,238 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.98 | 16 | |||
| (ii) | GBP 16.41 | 1,238 | |||
| d) | Aggregated information - Aggregated volume - Price |
1,254 GBP 16.404514 |
|||
| e) | Date of the transactions | 2019-05-24 | |||
| f) | Place of the transactions | London Stock Exchange |
- 2 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | James Turner | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Chief Risk Officer (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transaction(s) | (i) Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders (ii) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (iii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||
| c) | Price(s) and volume(s) | Volume(s) 307 26 422 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 16.12 | 307 | |||
| (ii) | GBP 15.98 | 26 | |||
| (iii) | GBP 16.41 | 422 | |||
| d) | Aggregated information - Aggregated volume - Price |
755 GBP 16.277272 |
|||
| e) | Date of the transaction(s) | 2019-05-24 | |||
| f) | Place of the transaction(s) | London Stock Exchange |
- 3 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Julian Adams | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Regulatory and Government Relations Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||
| c) | Price(s) and volume(s) | Volume(s) 23 1,366 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.98 | 23 | |||
| (ii) | GBP 16.41 | 1,366 | |||
| d) | Aggregated information - Aggregated volume - Price |
1,389 GBP 16.40288 |
|||
| e) | Date of the transaction(s) | 2019-05-24 | |||
| f) | Place of the transaction(s) | London Stock Exchange |
- 4 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|
| a) | Name | Michael Falcon | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Chief Executive Officer of Jackson Holdings LLC (PDMR) | ||
| b) | Initial notification /Amendment | Initial notification | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||
| a) | Name | Prudential plc | ||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||
| a) | Description of the financial instrument, type of instrument Identification code |
American Depositary Receipt (“ADR”) 74435K204 |
||
| b) | Nature of the transaction(s) | Acquisition of ADRs in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
||
| c) | Price(s) and volume(s) | Volume(s) 528 |
||
| Price(s) | Volume(s) | |||
| USD 42.24 | 528 | |||
| d) | Aggregated information - Aggregated volume - Price |
528 USD 42.24 |
||
| e) | Date of the transaction(s) | 2019-05-24 | ||
| f) | Place of the transaction(s) | New York Stock Exchange |
- 5 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | John Foley | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Chief Executive M&GPrudential(PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||
| c) | Price(s) and volume(s) | Volume(s) 27 1,905 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.98 | 27 | |||
| (ii) | GBP 16.41 | 1,905 | |||
| d) | Aggregated information - Aggregated volume - Price |
1,932 GBP 16.403991 |
|||
| e) | Date of the transaction(s) | 2019-05-24 | |||
| f) | Place of the transaction(s) | London Stock Exchange |
- 6 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Nicolaos Nicandrou | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Chief Executive of Prudential Corporation Asia (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||
| c) | Price(s) and volume(s) | Volume(s) 39 2,203 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.98 | 39 | |||
| (ii) | GBP 16.41 | 2,203 | |||
| d) | Aggregated information - Aggregated volume - Price |
2,242 GBP 16.40252 |
|||
| e) | Date of the transaction(s) | 2019-05-24 | |||
| f) | Place of the transaction(s) | London Stock Exchange |
- 7 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Jonathan Oliver | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group Communications Director (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||
| c) | Price(s) and volume(s) | Volume(s) 33 361 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.98 | 33 | |||
| (ii) | GBP 16.41 | 361 | |||
| d) | Aggregated information - Aggregated volume - Price |
394 GBP 16.373985 |
|||
| e) | Date of the transaction(s) | 2019-05-24 | |||
| f) | Place of the transaction(s) | London Stock Exchange |
- 8 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|---|
| a) | Name | Alan Porter | |||
| 2 | Reason for the notification | ||||
| a) | Position/status | Group General Counsel and Company Secretary (PDMR) | |||
| b) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
| a) | Name | Prudential plc | |||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
|||
| b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||
| c) | Price(s) and volume(s) | Volume(s) 32 1,062 |
|||
| Price(s) | Volume(s) | ||||
| (i) | GBP 15.98 | 32 | |||
| (ii) | GBP 16.41 | 1,062 | |||
| d) | Aggregated information - Aggregated volume - Price |
1,094 GBP 16.397422 |
|||
| e) | Date of the transaction(s) | 2019-05-24 | |||
| f) | Place of the transaction(s) | London Stock Exchange |
- 9 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|
| a) | Name | Al-Noor Ramji | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Group Chief Digital Officer (PDMR) | ||
| b) | Initial notification /Amendment | Initial notification | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||
| a) | Name | Prudential plc | ||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
||
| b) | Nature of the transaction(s) | Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
||
| c) | Price(s) and volume(s) | Volume(s) 1,545 |
||
| Price(s) | Volume(s) | |||
| GBP 16.41 | 1,545 | |||
| d) | Aggregated information - Aggregated volume - Price |
1,545 GBP 16.41 |
||
| e) | Date of the transaction(s) | 2019-05-24 | ||
| f) | Place of the transaction(s) | London Stock Exchange |
- 10 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|
| a) | Name | Tim Rolfe | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Group Human Resources Director (PDMR) | ||
| b) | Initial notification /Amendment | Initial notification | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||
| a) | Name | Prudential plc | ||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
||
| b) | Nature of the transaction(s) | Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
||
| c) | Price(s) and volume(s) | Volume(s) 1,102 |
||
| Price(s) | Volume(s) | |||
| GBP 16.41 | 1,102 | |||
| d) | Aggregated information - Aggregated volume - Price |
1,102 GBP 16.41 |
||
| e) | Date of the transaction(s) | 2019-05-24 | ||
| f) | Place of the transaction(s) | London Stock Exchange |
- 11 -
| 1 | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated | Details of the person discharging managerial responsibilities / person closely associated |
|---|---|---|---|---|
| a) | Name | Howard Davies | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Non-Executive Director (PDMR) | ||
| b) | Initial notification /Amendment | Initial notification | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||
| a) | Name | Prudential plc | ||
| b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 5 pence each GB0007099541 |
||
| b) | Nature of the transaction(s) | Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders |
||
| c) | Price(s) and volume(s) | Volume(s) 190 |
||
| Price(s) | Volume(s) | |||
| GBP 16.666406 | 190 | |||
| d) | Aggregated information - Aggregated volume - Price |
190 GBP 16.666406 |
||
| e) | Date of the transaction(s) | 2019-05-24 | ||
| f) | Place of the transaction(s) | London Stock Exchange |
Additional information
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
Contact
Jennie Webb, Share Plans and Share Capital Manager, +44 (0)20 3977 9750 Chris Smith, Deputy Group Secretary, +44 (0)20 3977 9639
28 May 2019, London
As at the date of this announcement, the Board of Directors of Prudential plc comprises:
Chairman
Paul Victor Falzon Sant Manduca
Executive Directors
Michael Andrew Wells (Group Chief Executive) , Mark Thomas FitzPatrick CA and Stuart James Turner FCA
Independent Non-executive Directors
Sir Howard John Davies, David John Alexander Law ACA, Kaikhushru Shiavax Nargolwala FCA, Anthony John Liddell Nightingale CMG SBS JP, The Hon. Philip John Remnant CBE FCA, Alice Davey Schroeder, Thomas Ros Watjen and Jane Fields Wicker-Miurin OBE
* For identification purposes
- 12 -
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