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Prudential plc Director's Dealing 2018

Oct 9, 2018

50562_rns_2018-10-09_c102be02-206a-40c2-9fa6-ea49384e5003.pdf

Director's Dealing

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Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and the Singapore Exchange Securities Trading Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

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(Incorporated and registered in England and Wales under the number 01397169)

(Stock code: 2378)

OVERSEAS REGULATORY ANNOUNCEMENT

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY
PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
AND PERSONS CLOSELY ASSOCIATED WITH THEM
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY
PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
AND PERSONS CLOSELY ASSOCIATED WITH THEM
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY
PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
AND PERSONS CLOSELY ASSOCIATED WITH THEM
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY
PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
AND PERSONS CLOSELY ASSOCIATED WITH THEM
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY
PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
AND PERSONS CLOSELY ASSOCIATED WITH THEM
1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Michael Wells
2 Reason for the notification
a) Position/status Group Chief Executive (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to
deferred share awards under the Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
4
1,856
Price(s) Volume(s)
(i) GBP 17.07843 4
(ii) GBP 18.02 1,856
  • 1 -
d) Aggregated information
- Aggregated volume
- Price
1,860
GBP 18.017975
e) Date of the transaction(s) 2018-10-05
f) Place of the transaction(s) London Stock Exchange
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Mark FitzPatrick
2 Reason for the notification
a) Position/status Chief Financial Officer (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transactions (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to
deferred share awards under the Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
2
242
Price(s) Volume(s)
(i) GBP 17.07843 2
(ii) GBP 18.02 242
d) Aggregated information
- Aggregated volume
- Price
244
GBP 18.012282
e) Date of the transactions 2018-10-05
f) Place of the transactions London Stock Exchange
  • 2 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name John Foley
2 Reason for the notification
a) Position/status Executive Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to
deferred share awards under the Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
6
1,130
Price(s) Volume(s)
(i) GBP 17.07843 6
(ii) GBP 18.02 1,130
d) Aggregated information
- Aggregated volume
- Price
1,136
GBP 18.015027
e) Date of the transaction(s) 2018-10-05
f) Place of the transaction(s) London Stock Exchange
  • 3 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Nicolaos Nicandrou
2 Reason for the notification
a) Position/status Executive Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to
deferred share awards under the Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
16
893
Price(s) Volume(s)
(i) GBP 17.07843 16
(ii) GBP 18.02 893
d) Aggregated information
- Aggregated volume
- Price
909
GBP 18.003427
e) Date of the transaction(s) 2018-10-05
f) Place of the transaction(s) London Stock Exchange
  • 4 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Barry Stowe
2 Reason for the notification
a) Position/status Executive Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
American Depositary Receipt (“ADR”)
74435K204
b) Nature of the transaction(s) Acquisition of ADRs in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
1,599
Price(s) Volume(s)
USD 47.20 1,599
d) Aggregated information
- Aggregated volume
- Price
1,599
USD 47.20
e) Date of the transaction(s) 2018-10-05
f) Place of the transaction(s) New York Stock Exchange
  • 5 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name James Turner
2 Reason for the notification
a) Position/status Group Chief Risk Officer (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the Dividend Re-investment
Plan for ordinary shareholders
(ii)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(iii) Acquisition of shares in respect of dividends accruing to
deferred share awards under the Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
116
7
46
Price(s) Volume(s)
(i) GBP 17.4367 116
(ii) GBP 17.07843 7
(iii) GBP 18.02 46
d) Aggregated information
- Aggregated volume
- Price
169
GBP 17.580628
e) Date of the transaction(s) 2018-10-05
f) Place of the transaction(s) London Stock Exchange
  • 6 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Julian Adams
2 Reason for the notification
a) Position/status Group Regulatory and Government Relations Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to
deferred share awards under the Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
5
609
Price(s) Volume(s)
(i) GBP 17.07843 5
(ii) GBP 18.02 609
d) Aggregated information
- Aggregated volume
- Price
614
GBP 18.012332
e) Date of the transaction(s) 2018-10-05
f) Place of the transaction(s) London Stock Exchange
  • 7 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Jonathan Oliver
2 Reason for the notification
a) Position/status Group Communications Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to
deferred share awards under the Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
9
151
Price(s) Volume(s)
(i) GBP 17.07843 9
(ii) GBP 18.02 151
d) Aggregated information
- Aggregated volume
- Price
160
GBP 17.967037
e) Date of the transaction(s) 2018-10-05
f) Place of the transaction(s) London Stock Exchange
  • 8 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Alan Porter
2 Reason for the notification
a) Position/status Group General Counsel and Company Secretary (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to
deferred share awards under the Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
9
420
Price(s) Volume(s)
(i) GBP 17.07843 9
(ii) GBP 18.02 420
d) Aggregated information
- Aggregated volume
- Price
429
GBP 18.000247
e) Date of the transaction(s) 2018-10-05
f) Place of the transaction(s) London Stock Exchange
  • 9 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Al-Noor Ramji
2 Reason for the notification
a) Position/status Group Chief Digital Officer (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
326
Price(s) Volume(s)
GBP 18.02 326
d) Aggregated information
- Aggregated volume
- Price
326
GBP 18.02
e) Date of the transaction(s) 2018-10-05
f) Place of the transaction(s) London Stock Exchange
  • 10 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Tim Rolfe
2 Reason for the notification
a) Position/status Group Human Resources Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
489
Price(s) Volume(s)
GBP 18.02 489
d) Aggregated information
- Aggregated volume
- Price
489
GBP 18.02
e) Date of the transaction(s) 2018-10-05
f) Place of the transaction(s) London Stock Exchange
  • 11 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Howard Davies
2 Reason for the notification
a) Position/status Non-Executive Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) Acquisition of shares under the Dividend Re-investment Plan for
ordinary shareholders
c) Price(s) and volume(s) Volume(s)
81
Price(s) Volume(s)
GBP 18.220545 81
d) Aggregated information
- Aggregated volume
- Price
81
GBP 18.220545
e) Date of the transaction(s) 2018-10-05
f) Place of the transaction(s) London Stock Exchange
  • 12 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Lord Turner
2 Reason for the notification
a) Position/status Non-Executive Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each
type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) Acquisition of shares under the Dividend Re-investment Plan for
ordinary shareholders
c) Price(s) and volume(s) Volume(s)
58
Price(s) Volume(s)
GBP 18.220545 58
d) Aggregated information
- Aggregated volume
- Price
58
GBP 18.220545
e) Date of the transaction(s) 2018-10-05
f) Place of the transaction(s) London Stock Exchange

Additional information

Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.

Contact

Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027 Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115

8 October 2018, London

As at the date of this announcement, the Board of Directors of Prudential plc comprises:

Chairman

Paul Victor Falzon Sant Manduca

Executive Directors

Michael Andrew Wells (Group Chief Executive) , Mark Thomas FitzPatrick CA, Stuart James Turner FCA, John William Foley, Nicolaos Andreas Nicandrou ACA and Barry Lee Stowe

Independent Non-executive Directors

Sir Howard John Davies, David John Alexander Law ACA, Kaikhushru Shiavax Nargolwala FCA, Anthony John Liddell Nightingale CMG SBS JP, The Hon. Philip John Remnant CBE FCA, Alice Davey Schroeder, Jonathan Adair Lord Turner FRS, Thomas Ros Watjen and Jane Fields Wicker-Miurin OBE

* For identification purposes

  • 13 -