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Prudential plc Director's Dealing 2017

Oct 9, 2017

50562_rns_2017-10-09_502a286d-983d-403f-81bf-26f8f599f559.pdf

Director's Dealing

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Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and the Singapore Exchange Securities Trading Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

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(Incorporated and registered in England and Wales under the number 01397169)

(Stock code: 2378)

OVERSEAS REGULATORY ANNOUNCEMENT

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY
PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
AND PERSONS CLOSELY ASSOCIATED WITH THEM
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY
PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
AND PERSONS CLOSELY ASSOCIATED WITH THEM
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY
PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
AND PERSONS CLOSELY ASSOCIATED WITH THEM
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY
PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
AND PERSONS CLOSELY ASSOCIATED WITH THEM
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY
PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
AND PERSONS CLOSELY ASSOCIATED WITH THEM
1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Michael Wells
2 Reason for the notification
a) Position/status Group Chief Executive (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii) Acquisition of shares in respect of dividends accruing to
deferred share awards under the Prudential Annual Incentive
Plan
c) Price(s) and volume(s) Volume(s)
3
1,342
Price(s) Volume(s)
(i) GBP 17.92 3
(ii) GBP 17.405 1,342
  • 1 -
d) Aggregated information
- Aggregated volume
- Price
1,345
GBP 17.406149
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) London Stock Exchange
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Michael Wells
2 Reason for the notification
a) Position/status Group Chief Executive (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
American Depositary Receipt (“ADR”)
74435K204
b) Nature of the transaction(s) Acquisition of ADRs in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
508
Price(s) Volume(s)
USD 46.98 508
d) Aggregated information
- Aggregated volume
- Price
508
USD 46.98
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) New York Stock Exchange
  • 2 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Nicolaos Nicandrou
2 Reason for the notification
a) Position/status Executive Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii) Acquisition of shares in respect of dividends accruing to
deferred share awards under the Prudential Annual Incentive
Plan
c) Price(s) and volume(s) Volume(s)
14
834
Price(s) Volume(s)
(i) GBP 17.92 14
(ii) GBP 17.405 834
d) Aggregated information
- Aggregated volume
- Price
848
GBP 17.4135024
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) London Stock Exchange
  • 3 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name John Foley
2 Reason for the notification
a) Position/status Executive Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii) Acquisition of shares in respect of dividends accruing to
deferred share awards under the Prudential Annual Incentive
Plan
c) Price(s) and volume(s) Volume(s)
5
1,184
Price(s) Volume(s)
(i) GBP 17.92 5
(ii) GBP 17.405 1,184
d) Aggregated information
- Aggregated volume
- Price
1,189
GBP 17.407166
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) London Stock Exchange
  • 4 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Anne Richards
2 Reason for the notification
a) Position/status Executive Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
276
Price(s) Volume(s)
GBP 17.405 276
d) Aggregated information
- Aggregated volume
- Price
276
GBP 17.405
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) London Stock Exchange
  • 5 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Barry Stowe
2 Reason for the notification
a) Position/status Executive Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
American Depositary Receipt (“ADR”)
74435K204
b) Nature of the transaction(s) Acquisition of ADRs in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
1,158
Price(s) Volume(s)
USD 46.98 1,158
d) Aggregated information
- Aggregated volume
- Price
1,158
USD 46.98
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) New York Stock Exchange
  • 6 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Julian Adams
2 Reason for the notification
a) Position/status Group Regulatory and Government Relations Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii) Acquisition of shares in respect of dividends accruing to
deferred share awards under the Prudential Annual Incentive
Plan
c) Price(s) and volume(s) Volume(s)
3
401
Price(s) Volume(s)
(i) GBP 17.92 3
(ii) GBP 17.405 401
d) Aggregated information
- Aggregated volume
- Price
404
GBP 17.408824
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) London Stock Exchange
  • 7 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Raghunath Hariharan
2 Reason for the notification
a) Position/status Director of Strategy and Capital Market Relations (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii) Acquisition of shares in respect of dividends accruing to
deferred share awards under the Prudential Annual Incentive
Plan and the Group Deferred Bonus Plan
c) Price(s) and volume(s) Volume(s)
3
172
Price(s) Volume(s)
(i) GBP 17.92 3
(ii) GBP 17.405 172
d) Aggregated information
- Aggregated volume
- Price
175
GBP 17.413829
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) London Stock Exchange
  • 8 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Jonathan Oliver
2 Reason for the notification
a) Position/status Group Communications Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii) Acquisition of shares in respect of dividends accruing to
deferred share awards under the Prudential Annual Incentive
Plan and the Group Deferred Bonus Plan
c) Price(s) and volume(s) Volume(s)
8
123
Price(s) Volume(s)
(i) GBP 17.92 8
(ii) GBP 17.405 123
d) Aggregated information
- Aggregated volume
- Price
131
GBP 17.4364504
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) London Stock Exchange
  • 9 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Alan Porter
2 Reason for the notification
a) Position/status Group General Counsel and Company Secretary (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) (i)
Acquisition of shares under the dividend re-investment
associated with the Prudential Group Share Incentive Plan
(ii) Acquisition of shares in respect of dividends accruing to
deferred share awards under the Prudential Annual Incentive
Plan and the Group Deferred Bonus Plan
c) Price(s) and volume(s) Volume(s)
7
297
Price(s) Volume(s)
(i) GBP 17.92 7
(ii) GBP 17.405 297
d) Aggregated information
- Aggregated volume
- Price
304
GBP 17.416859
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) London Stock Exchange
  • 10 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Al-Noor Ramji
2 Reason for the notification
a) Position/status Group Chief Digital Officer (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive Plan
c) Price(s) and volume(s) Volume(s)
160
Price(s) Volume(s)
GBP 17.405 160
d) Aggregated information
- Aggregated volume
- Price
160
GBP 17.405
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) London Stock Exchange
  • 11 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Tim Rolfe
2 Reason for the notification
a) Position/status Group Human Resources Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive Plan and the
Group Deferred Bonus Plan
c) Price(s) and volume(s) Volume(s)
359
Price(s) Volume(s)
GBP 17.405 359
d) Aggregated information
- Aggregated volume
- Price
359
GBP 17.405
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) London Stock Exchange
  • 12 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Howard Davies
2 Reason for the notification
a) Position/status Non-Executive Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) Acquisition of shares under the Dividend Re-investment Plan for
ordinary shareholders
c) Price(s) and volume(s) Volume(s)
74
Price(s) Volume(s)
GBP 17.7533 74
d) Aggregated information
- Aggregated volume
- Price
74
GBP 17.7533
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) London Stock Exchange
  • 13 -
1 Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated Details of the person discharging managerial responsibilities / person closely associated
a) Name Lord Turner
2 Reason for the notification
a) Position/status Non-Executive Director (PDMR)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Prudential plc
b) LEI 5493001Z3ZE83NGK8Y12
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instrument
Identification code
Ordinary shares of 5 pence each
GB0007099541
b) Nature of the transaction(s) Acquisition of shares under the Dividend Re-investment Plan for
ordinary shareholders
c) Price(s) and volume(s) Volume(s)
52
Price(s) Volume(s)
GBP 17.7533 52
d) Aggregated information
- Aggregated volume
- Price
52
GBP 17.7533
e) Date of the transaction(s) 2017-10-05
f) Place of the transaction(s) London Stock Exchange

Additional information

Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.

Contact

Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027 Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115

6 October 2017, London

As at the date of this announcement, the Board of Directors of Prudential plc comprises:

Chairman

Paul Victor Falzon Sant Manduca

Executive Directors

Michael Andrew Wells (Group Chief Executive) , Mark Thomas FitzPatrick CA, John William Foley, Nicolaos Andreas Nicandrou ACA, Anne Helen Richards and Barry Lee Stowe

Independent Non-executive Directors

Sir Howard John Davies, David John Alexander Law ACA, Kaikhushru Shiavax Nargolwala FCA, Anthony John Liddell Nightingale CMG SBS JP, The Hon. Philip John Remnant CBE FCA, Alice Davey Schroeder, Jonathan Adair Lord Turner FRS and Thomas Ros Watjen

* For identification purposes

  • 14 -