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PRUDENTIAL FINANCIAL INC — Director's Dealing 2026
Mar 3, 2026
30092_dirs_2026-03-03_6058c47f-457e-4cf8-a828-ea824a5a2c2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2026-02-28
Reporting Person: KAPPLER ANN M (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-28 | Common Stock | M | 2220 | — | Acquired | 34085 | Direct |
| 2026-02-28 | Common Stock | F | 1034 | $98.38 | Disposed | 33051 | Direct |
| 2026-02-28 | Common Stock | M | 2502 | — | Acquired | 35553 | Direct |
| 2026-02-28 | Common Stock | F | 1165 | $98.38 | Disposed | 34388 | Direct |
| 2026-02-28 | Common Stock | M | 2349 | — | Acquired | 36737 | Direct |
| 2026-02-28 | Common Stock | F | 1098 | $98.38 | Disposed | 35639 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-28 | 2023 Restricted Stock Units | $0 | M | 2220 | Disposed | Common Stock (2220) | Direct | |
| 2026-02-28 | 2024 Restricted Stock Units | $0 | M | 2502 | Disposed | Common Stock (2502) | Direct | |
| 2026-02-28 | 2025 Restricted Stock Units | $0 | M | 2349 | Disposed | Common Stock (2349) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 884 | Indirect |
Footnotes
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.
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