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PRUDENTIAL FINANCIAL INC — Director's Dealing 2026
Mar 3, 2026
30092_dirs_2026-03-03_ff2e9e35-73a6-4ffe-bf01-666415a8ce57.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2026-02-28
Reporting Person: Lowrey Charles F (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-28 | Common Stock | M | 10491 | — | Acquired | 214719 | Direct |
| 2026-02-28 | Common Stock | F | 5555 | $98.38 | Disposed | 209164 | Direct |
| 2026-02-28 | Common Stock | M | 11086 | — | Acquired | 220250 | Direct |
| 2026-02-28 | Common Stock | F | 5871 | $98.38 | Disposed | 214379 | Direct |
| 2026-02-28 | Common Stock | M | 10408 | — | Acquired | 224787 | Direct |
| 2026-02-28 | Common Stock | F | 5512 | $98.38 | Disposed | 219275 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-28 | 2023 Restricted Stock Units | $0 | M | 10491 | Disposed | Common Stock (10491) | Direct | |
| 2026-02-28 | 2024 Restricted Stock Units | $0 | M | 11086 | Disposed | Common Stock (11086) | Direct | |
| 2026-02-28 | 2025 Restricted Stock Units | $0 | M | 10408 | Disposed | Common Stock (10408) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 314 | Indirect |
Footnotes
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.
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