AI assistant
Sending…
PRUDENTIAL FINANCIAL INC — Director's Dealing 2026
Mar 3, 2026
30092_dirs_2026-03-03_56af5f2b-ff4b-4d35-b48e-2645f77d945f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2026-02-28
Reporting Person: SULLIVAN ANDREW F (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-28 | Common Stock | M | 4035 | — | Acquired | 48208 | Direct |
| 2026-02-28 | Common Stock | F | 1954 | $98.38 | Disposed | 46254 | Direct |
| 2026-02-28 | Common Stock | M | 3959 | — | Acquired | 50213 | Direct |
| 2026-02-28 | Common Stock | F | 1916 | $98.38 | Disposed | 48297 | Direct |
| 2026-02-28 | Common Stock | M | 3717 | — | Acquired | 52014 | Direct |
| 2026-02-28 | Common Stock | F | 1798 | $98.38 | Disposed | 50216 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-28 | 2023 Restricted Stock Units | $0 | M | 4035 | Disposed | Common Stock (4035) | Direct | |
| 2026-02-28 | 2024 Restricted Stock Units | $0 | M | 3959 | Disposed | Common Stock (3959) | Direct | |
| 2026-02-28 | 2025 Restricted Stock Units | $0 | M | 3717 | Disposed | Common Stock (3717) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 456 | Indirect |
Footnotes
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.
More from PRUDENTIAL FINANCIAL INC
Capital/Financing Update
2026
Jun 2
Capital/Financing Update
2026
Jun 2
Capital/Financing Update
2026
Jun 1
Capital/Financing Update
2026
Jun 1
Capital/Financing Update
2026
Jun 1
Capital/Financing Update
2026
May 27
Capital/Financing Update
2026
May 26
Capital/Financing Update
2026
May 19
Capital/Financing Update
2026
May 18
Declaration of Voting Results & Voting Rights Announcements
2026
May 12