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PRUDENTIAL FINANCIAL INC Director's Dealing 2026

Mar 3, 2026

30092_dirs_2026-03-03_56af5f2b-ff4b-4d35-b48e-2645f77d945f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2026-02-28

Reporting Person: SULLIVAN ANDREW F (Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-02-28 Common Stock M 4035 Acquired 48208 Direct
2026-02-28 Common Stock F 1954 $98.38 Disposed 46254 Direct
2026-02-28 Common Stock M 3959 Acquired 50213 Direct
2026-02-28 Common Stock F 1916 $98.38 Disposed 48297 Direct
2026-02-28 Common Stock M 3717 Acquired 52014 Direct
2026-02-28 Common Stock F 1798 $98.38 Disposed 50216 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2026-02-28 2023 Restricted Stock Units $0 M 4035 Disposed Common Stock (4035) Direct
2026-02-28 2024 Restricted Stock Units $0 M 3959 Disposed Common Stock (3959) Direct
2026-02-28 2025 Restricted Stock Units $0 M 3717 Disposed Common Stock (3717) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 456 Indirect

Footnotes

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.