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PRUDENTIAL FINANCIAL INC Director's Dealing 2025

Mar 4, 2025

30092_dirs_2025-03-04_0edb8822-a32a-4baa-9faa-5b08bc0666dc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2025-02-28

Reporting Person: FALZON ROBERT (EVP and Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-02-28 Common Stock M 6869 Acquired 242823 Direct
2025-02-28 Common Stock F 3340 $115.10 Disposed 239483 Direct
2025-02-28 Common Stock M 8392 Acquired 247875 Direct
2025-02-28 Common Stock F 4083 $115.10 Disposed 243792 Direct
2025-02-28 Common Stock M 8868 Acquired 248345 Direct
2025-02-28 Common Stock F 4315 $115.10 Disposed 239477 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-02-28 2022 Restricted Stock Units $0 M 6869 Disposed Common Stock (6869) Direct
2025-02-28 2023 Restricted Stock Units $0 M 8392 Disposed Common Stock (8392) Direct
2025-02-28 2024 Restricted Stock Units $0 M 8868 Disposed Common Stock (8868) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 692 Indirect
Common Stock 3580 Indirect

Footnotes

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.