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PRUDENTIAL FINANCIAL INC — Director's Dealing 2025
Dec 15, 2025
30092_dirs_2025-12-15_5e977221-f5c5-4dd5-aa3e-be74ac683bbb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2025-12-11
Reporting Person: Feeney Caroline (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-12-11 | Common Stock | M | 397 | $99.76 | Acquired | 22906.53 | Direct |
| 2025-12-11 | Common Stock | S | 384 | $116.28 | Disposed | 22522.53 | Direct |
| 2025-12-11 | Common Stock | M | 2926 | $106.89 | Acquired | 25448.53 | Direct |
| 2025-12-11 | Common Stock | S | 2874 | $116.28 | Disposed | 22574.53 | Direct |
| 2025-12-11 | Common Stock | M | 2117 | $110.45 | Acquired | 24691.53 | Direct |
| 2025-12-11 | Common Stock | S | 2096 | $116.28 | Disposed | 22595.53 | Direct |
| 2025-12-11 | Common Stock | M | 1222 | $107.28 | Acquired | 23817.53 | Direct |
| 2025-12-11 | Common Stock | S | 1201 | $116.28 | Disposed | 22616.53 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-12-11 | 6/12/2018 Employee Stock Option (right to buy) | $99.76 | M | 397 | Disposed | 2028-06-12 | Common Stock (397) | Direct |
| 2025-12-11 | 2018 Employee Stock Option (Right to Buy) | $106.89 | M | 2926 | Disposed | 2028-02-13 | Common Stock (2926) | Direct |
| 2025-12-11 | 2017 Employee Stock Option (Right to Buy) | $110.45 | M | 2117 | Disposed | 2027-02-14 | Common Stock (2117) | Direct |
| 2025-12-11 | 10/2/17 Employee Stock Option (Right to Buy) | $107.28 | M | 1222 | Disposed | 2027-10-02 | Common Stock (1222) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8723 | Indirect |
Footnotes
F1: Following the transactions reported on this Form 4, Ms. Feeney continues to hold 22,616 shares directly and 8,723 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 80,340 restricted stock units, and 86,980 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F2: Amount reported has been adjusted to include 523 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2024 and September 30, 2025 based on a plan statement dated September 30, 2025. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
F3: The options vest in three equal annual installments beginning on June 12, 2019.
F4: The options vest in three equal annual installments beginning on February 13, 2019.
F5: The options vest in three equal annual installments beginning on February 14, 2018
F6: The options vest in three equal annual installments beginning on October 2, 2018