AI assistant
PRUDENTIAL FINANCIAL INC — Director's Dealing 2024
Feb 27, 2024
30092_dirs_2024-02-27_b3021c8e-3870-4598-9b66-23a5baf47bfa.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-02-23
Reporting Person: SULLIVAN ANDREW F (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-23 | Common Stock | S | 640 | $109.18 | Disposed | 33079 | Direct |
| 2024-02-23 | Common Stock | S | 17606 | $109.07 | Disposed | 15473 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 412 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.05 to $109.14 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2: Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 15,473 shares directly and 412 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 34,073 vested stock options, 34,531 restricted stock units, 6,940 deferred compensation shares, and 99,145 target performance shares (the exact number awarded being dependent on achievement of performance goals).