PRUDENTIAL FINANCIAL INC — Director's Dealing 2024

Feb 27, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-02-23

Reporting Person: Feeney Caroline (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-02-23	Common Stock	M	5016	$93.36	Acquired	24070	Direct
2024-02-23	Common Stock	M	7883	$95.87	Acquired	31953	Direct
2024-02-23	Common Stock	S	12899	$108.46	Disposed	19054	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-02-23	2019 Employee Stock Option (Right to Buy)	$93.36	M	5016	Disposed	2029-02-12	Common Stock (5016)	Direct
2024-02-23	2020 Employee Stock Option (Right to Buy)	$95.87	M	7883	Disposed	2030-02-11	Common Stock (7883)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7954	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.46 to $108.54 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2: Following the transaction reported on this Form 4, Ms. Feeney continues to hold 19,054 shares directly and 7,954 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 6,652 vested stock options, 86,225 restricted stock units, and 73,451 target performance shares (the exact number awarded being dependent on achievement of performance goals).

F3: The options vest in three equal annual installments beginning on February 12, 2020.

F4: The options vest in three equal annual installments beginning on February 11, 2021.