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PRUDENTIAL FINANCIAL INC Director's Dealing 2024

Feb 27, 2024

30092_dirs_2024-02-27_572eabaf-d166-42b4-a884-414f3be0486b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-02-23

Reporting Person: TANJI KENNETH (EVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-23 Common Stock S 36052 $108.69 Disposed 25227 Direct
2024-02-23 Common Stock S 2632 $108.82 Disposed 61279 Direct
2024-02-23 Common Stock S 6028 $109.33 Disposed 19199 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 51 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.25 to $109.24 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.80 to $108.85 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.25 to $109.47 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

F4: Following the transactions reported on this Form 4, Mr. Tanji continues to hold 19,199 shares directly and 51 shares indirectly in a 401(k) account. Mr. Tanji also holds an additional 60,385 vested stock options, 28,057 restricted stock units and 80,531 target performance shares (the exact number awarded being dependent on achievement of performance goals).