PRUDENTIAL FINANCIAL INC — Director's Dealing 2024

Mar 1, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-02-28

Reporting Person: KAPPLER ANN M (EVP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-02-28	Common Stock	M	1070	$77.15	Acquired	24662	Direct
2024-02-28	Common Stock	M	6941	$63.59	Acquired	31603	Direct
2024-02-28	Common Stock	S	7222	$108.39	Disposed	24381	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-02-28	10/13/15 Employee Stock Option (Right to Buy)	$77.15	M	1070	Disposed	2025-10-13	Common Stock (1070)	Direct
2024-02-28	2016 Employee Stock Option (Right to Buy)	$63.59	M	6941	Disposed	2026-02-09	Common Stock (6941)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	798	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.39 to $108.42 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2: Following the transaction reported on this Form 4, Ann Kappler continues to hold 24,381 shares directly and 798 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 19,254 restricted stock units and 57,328 target performance shares (the exact number awarded being dependent on achievement of performance goals).

F3: The options vest in three equal annual installments beginning on October 13, 2016.

F4: The options vested in three equal annual installments beginning on February 9, 2017.