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PRUDENTIAL FINANCIAL INC — Director's Dealing 2024
Mar 4, 2024
30092_dirs_2024-03-04_f6060eab-12b9-409b-bd94-b7ada92265d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-02-29
Reporting Person: Alziari Lucien (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-29 | Common Stock | M | 2303 | — | Acquired | 42533 | Direct |
| 2024-02-29 | Common Stock | F | 1122 | $108.99 | Disposed | 41411 | Direct |
| 2024-02-29 | Common Stock | M | 1717 | — | Acquired | 43128 | Direct |
| 2024-02-29 | Common Stock | F | 837 | $108.99 | Disposed | 42291 | Direct |
| 2024-02-29 | Common Stock | M | 2219 | — | Acquired | 44510 | Direct |
| 2024-02-29 | Common Stock | F | 1081 | $108.99 | Disposed | 43429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-29 | 2021 Restricted Stock Units | $ | M | 2303 | Disposed | Common Stock (2303) | Direct | |
| 2024-02-29 | 2022 Restricted Stock Units | $0 | M | 1717 | Disposed | Common Stock (1717) | Direct | |
| 2024-02-29 | 2023 Restricted Stock Units | $0 | M | 2219 | Disposed | Common Stock (2219) | Direct |
Footnotes
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes when the restricted shares vested.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
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