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PRUDENTIAL FINANCIAL INC Director's Dealing 2024

Mar 4, 2024

30092_dirs_2024-03-04_46d677f6-44fa-4e45-854a-2fff939a2b20.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-02-29

Reporting Person: Axel Robert (SVP and Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-29 Common Stock M 860 Acquired 13796 Direct
2024-02-29 Common Stock F 290 $108.99 Disposed 13506 Direct
2024-02-29 Common Stock M 577 Acquired 13659 Direct
2024-02-29 Common Stock F 195 $108.99 Disposed 13311 Direct
2024-02-29 Common Stock M 678 Acquired 14337 Direct
2024-02-29 Common Stock F 229 $108.99 Disposed 13082 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-02-29 2021 Restricted Stock Units $ M 860 Disposed Common Stock (860) Direct
2024-02-29 2022 Restricted Stock Units $0 M 577 Disposed Common Stock (577) Direct
2024-02-29 2023 Restricted Stock Units $0 M 678 Disposed Common Stock (678) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1336 Indirect

Footnotes

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.