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PRUDENTIAL FINANCIAL INC Director's Dealing 2024

Mar 5, 2024

30092_dirs_2024-03-04_e4c5134e-2c94-45c9-b218-5ae331d3bf67.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-02-29

Reporting Person: GOODMAN STACEY (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-29 Common Stock M 1945 Acquired 21093 Direct
2024-02-29 Common Stock F 982 $108.99 Disposed 20111 Direct
2024-02-29 Common Stock M 1649 Acquired 21760 Direct
2024-02-29 Common Stock F 830 $108.99 Disposed 20930 Direct
2024-02-29 Common Stock M 2219 Acquired 23149 Direct
2024-02-29 Common Stock F 1122 $108.99 Disposed 22027 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-02-29 2021 Restricted Stock Units $ M 1945 Disposed Common Stock (1945) Direct
2024-02-29 2022 Restricted Stock Units $0 M 1649 Disposed Common Stock (1649) Direct
2024-02-29 2023 Restricted Stock Units $0 M 2219 Disposed Common Stock (2219) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1964 Indirect

Footnotes

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.