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PRUDENTIAL FINANCIAL INC — Director's Dealing 2024
Mar 5, 2024
30092_dirs_2024-03-04_1cf95e92-3f2f-403c-929e-f9a35ffdff5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-02-29
Reporting Person: KAPPLER ANN M (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-29 | Common Stock | M | 1791 | — | Acquired | 26172 | Direct |
| 2024-02-29 | Common Stock | F | 823 | $108.99 | Disposed | 25349 | Direct |
| 2024-02-29 | Common Stock | M | 1649 | — | Acquired | 26998 | Direct |
| 2024-02-29 | Common Stock | F | 757 | $108.99 | Disposed | 26241 | Direct |
| 2024-02-29 | Common Stock | M | 2219 | — | Acquired | 28460 | Direct |
| 2024-02-29 | Common Stock | F | 1019 | $108.99 | Disposed | 27441 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-29 | 2021 Restricted Stock Units | $ | M | 1791 | Disposed | Common Stock (1791) | Direct | |
| 2024-02-29 | 2022 Restricted Stock Units | $0 | M | 1649 | Disposed | Common Stock (1649) | Direct | |
| 2024-02-29 | 2023 Restricted Stock Units | $0 | M | 2219 | Disposed | Common Stock (2219) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 798 | Indirect |
Footnotes
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
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