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PRUDENTIAL FINANCIAL INC Director's Dealing 2024

Mar 5, 2024

30092_dirs_2024-03-04_ed7e2c3b-ebda-48bd-a1c0-a132e8253a0e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-02-29

Reporting Person: SCHMIDT TIMOTHY L (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-29 Common Stock M 2088 Acquired 16842 Direct
2024-02-29 Common Stock F 1005 $108.99 Disposed 15837 Direct
2024-02-29 Common Stock M 1401 Acquired 17425 Direct
2024-02-29 Common Stock F 670 $108.99 Disposed 15167 Direct
2024-02-29 Common Stock M 1646 Acquired 16813 Direct
2024-02-29 Common Stock F 789 $108.99 Disposed 16024 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-02-29 2021 Restricted Stock Units $ M 2088 Disposed Common Stock (2088) Direct
2024-02-29 2022 Restricted Stock Units $0 M 1401 Disposed Common Stock (1401) Direct
2024-02-29 2023 Restricted Stock Units $0 M 1646 Disposed Common Stock (1646) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 280 Indirect

Footnotes

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.