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PRUDENTIAL FINANCIAL INC — Director's Dealing 2024
Mar 13, 2024
30092_dirs_2024-03-13_c9ed0d6d-a667-4c6d-a539-c1e290fc87b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-03-11
Reporting Person: KAPPLER ANN M (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-11 | Common Stock | S | 10067 | $110.42 | Disposed | 17374 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 798 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.40 to $110.51 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2: Following the transaction reported on this Form 4, Ann Kappler continues to hold 17,374 shares directly and 798 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 13,595 restricted stock units and 57,328 target performance shares (the exact number awarded being dependent on achievement of performance goals).