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PRUDENTIAL FINANCIAL INC — Director's Dealing 2024
May 15, 2024
30092_dirs_2024-05-15_52864594-f06b-4635-8487-0c2f3874878c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-05-13
Reporting Person: FALZON ROBERT (EVP and Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-13 | Common Stock | M | 66199 | $93.36 | Acquired | 263082 | Direct |
| 2024-05-13 | Common Stock | S | 60999 | $118.57 | Disposed | 202083 | Direct |
| 2024-05-13 | Common Stock | M | 74325 | $95.87 | Acquired | 276408 | Direct |
| 2024-05-13 | Common Stock | S | 69093 | $118.57 | Disposed | 207315 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-13 | 2019 Employee Stock Option (Right to Buy) | $93.36 | M | 66199 | Disposed | 2029-02-12 | Common Stock (66199) | Direct |
| 2024-05-13 | 2020 Employee Stock Option (Right to Buy) | $95.87 | M | 74325 | Disposed | 2030-02-11 | Common Stock (74325) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 687 | Indirect |
| Common Stock | 3580 | Indirect |
Footnotes
F1: Following the transactions reported on this Form 4, Mr. Falzon continues to hold 207,315 shares directly and 687 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 55,453 vested stock options, 50,260 unvested restricted stock units and 217,164 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F2: The options vest in three equal annual installments beginning on February 12, 2020.
F3: The options vest in three equal annual installments beginning on February 11, 2021.