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PRUDENTIAL FINANCIAL INC — Director's Dealing 2024
Aug 22, 2024
30092_dirs_2024-08-22_e6bad1ed-ae1e-4141-b46e-8107acc39a29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-08-21
Reporting Person: KAPPLER ANN M (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-21 | Common Stock | S | 2839 | $113.43 | Disposed | 14535 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 822 | Indirect |
Footnotes
F1: Following the transaction reported on this Form 4, Ann Kappler continues to hold 14,535 shares directly and 822 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 13,595 restricted stock units and 57,328 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F2: Amount reported has been adjusted to include 24 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2023, and June 30, 2024, based on a plan statement dated June 30, 2024. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).