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PRUDENTIAL FINANCIAL INC Director's Dealing 2024

Sep 5, 2024

30092_dirs_2024-09-05_b1a87bc2-6258-4732-9bfc-75258d3ef902.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-09-03

Reporting Person: Feeney Caroline (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-09-03 Common Stock S 1110 $119.97 Disposed 10175 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8200 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.90 to $120.07 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2: Following the transaction reported on this Form 4, Ms. Feeney continues to hold 10,175 shares directly and 8,200 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 6,662 vested stock options, 79,293 restricted stock units, and 73,451 target performance shares (the exact number awarded being dependent on achievement of performance goals).

F3: Amount reported has been adjusted to include 246 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2023, and June 30, 2024, based on a plan statement dated June 30, 2024. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).