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PRUDENTIAL FINANCIAL INC — Director's Dealing 2024
Sep 11, 2024
30092_dirs_2024-09-11_d2e77d80-d46d-4de2-91ff-d937d28903de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ClearBridge MLP & Midstream Fund Inc. (CEM)
CIK: 0001488775
Period of Report: 2024-09-09
Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-09 | Series I Mandatory Redeemable Preferred Stock (CEM) | J | 160 | $100000 | Disposed | 0 | Indirect |
| 2024-09-09 | Series M Mandatory Redeemable Preferred Stock (CEM) | J | 285715 | $35 | Disposed | 0 | Indirect |
Footnotes
F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and EMO.
F2: CEM Series I shares exchanged for EMO Series N Mandatory Redeemable Preferred Stock.
F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F4: CEM Series M shares exchanged for EMO Series R Mandatory Redeemable Preferred Stock