PRUDENTIAL FINANCIAL INC — Director's Dealing 2024

Sep 12, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)
CIK: 0001517518
Period of Report: 2024-09-09

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-09-09	Series M Mandatory Redeemable Preferred Stock (EMO)	J	314286	$35	Acquired	314286	Indirect
2024-09-09	Series N Mandatory Redeemable Preferred Stock (EMO)	J	457143	$35	Acquired	457143	Indirect
2024-09-09	Series R Mandatory Redeemable Preferred Stock (EMO)	J	285715	$35	Acquired	285715	Indirect
2024-09-09	Series L Mandatory Redeemable Preferred Stock (EMO)	J	166667	$30	Disposed	0	Indirect
2024-09-09	Series L Mandatory Redeemable Preferred Stock (EMO)	J	142858	$35	Acquired	142858	Indirect

Footnotes

F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM.

F2: EMO Series M shares issued shares in exchange for CTR Series E Mandatory Redeemable Preferred Stock.

F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

F4: EMO Series N shares issued in exchange for CEM Series I Mandatory Redeemable Preferred Stock.

F5: EMO Series R shares issued in exchange for CEM Series M Mandatory Redeemable Preferred Stock.

F6: EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference.