PRUDENTIAL FINANCIAL INC — Director's Dealing 2024

Nov 8, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-11-06

Reporting Person: Lowrey Charles F (Director, Chief Executive Officer, Chairman of the Board)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-11-06	Common Stock	M	83250	$93.36	Acquired	262265	Direct
2024-11-06	Common Stock	S	33690	$128.55	Disposed	228575	Direct
2024-11-06	Common Stock	S	56149	$127.95	Disposed	172426	Direct
2024-11-07	Common Stock	M	93469	$95.87	Acquired	265895	Direct
2024-11-07	Common Stock	S	24279	$126.09	Disposed	241616	Direct
2024-11-07	Common Stock	S	71535	$123.99	Disposed	170081	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-11-06	2019 Employee Stock Option (Right to Buy)	$93.36	M	83250	Disposed	2029-02-12	Common Stock (83250)	Direct
2024-11-07	2020 Employee Stock Option (Right to Buy)	$95.87	M	93469	Disposed	2030-02-11	Common Stock (93469)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	292	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $128.35 to $129.10, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $127.36 to $128.34, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $126.00 to $126.34, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $123.85 to $124.28, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (4) to this Form 4.

F5: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 170,081 shares directly and 292 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 67,691 vested stock options, 62,825 restricted stock units, and 271,454 target performance shares (the exact number awarded being dependent on achievement of performance goals).

F6: Amount reported has been adjusted to include 9 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2023, and September 30, 2024, based on a plan statement dated September 30, 2024. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).

F7: The options vest in three equal annual installments beginning on February 12, 2020.

F8: The options vest in three equal annual installments beginning on February 11, 2021.