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PRUDENTIAL FINANCIAL INC — Director's Dealing 2024
Nov 18, 2024
30092_dirs_2024-11-18_dd8eeb9d-070b-45cb-a06b-d865f3b40ae5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-11-15
Reporting Person: SCHMIDT TIMOTHY L (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-15 | Common Stock | G | 183 | — | Disposed | 12053 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 289 | Indirect |
Footnotes
F1: Gift to a 501(c)(3) charitable foundation.
F2: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,053 shares directly and 289 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 9,542 restricted stock units and 32,640 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F3: Amount reported has been adjusted to include 6 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between March 31, 2024 and September 30, 2024 based on a plan statement dated September 30, 2024. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).