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PRUDENTIAL FINANCIAL INC Director's Dealing 2024

Nov 18, 2024

30092_dirs_2024-11-18_dd8eeb9d-070b-45cb-a06b-d865f3b40ae5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2024-11-15

Reporting Person: SCHMIDT TIMOTHY L (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-11-15 Common Stock G 183 Disposed 12053 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 289 Indirect

Footnotes

F1: Gift to a 501(c)(3) charitable foundation.

F2: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,053 shares directly and 289 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 9,542 restricted stock units and 32,640 target performance shares (the exact number awarded being dependent on achievement of performance goals).

F3: Amount reported has been adjusted to include 6 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between March 31, 2024 and September 30, 2024 based on a plan statement dated September 30, 2024. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).