PRUDENTIAL FINANCIAL INC — Director's Dealing 2023

Feb 22, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2023-02-17

Reporting Person: SULLIVAN ANDREW F (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-17	Common Stock	S	11405	$100.95	Disposed	12300	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	391	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.95 to $101.03 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2: Following the transactions reported on this Form 4, Mr. Sullivan continues to hold 12,300 shares directly and 391 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 5,372 deferred compensation shares, 34,073 vested stock options, 30,178 unvested restricted stock units, and 104,038 target performance shares (the exact number awarded being dependent on achievement of performance goals).