PRUDENTIAL FINANCIAL INC — Director's Dealing 2023

Mar 2, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2023-03-02

Reporting Person: FALZON ROBERT (EVP and Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-28	Common Stock	M	9211	—	Acquired	145454	Direct
2023-02-28	Common Stock	F	4481	$100.00	Disposed	137635	Direct
2023-02-28	Common Stock	M	6868	—	Acquired	144503	Direct
2023-02-28	Common Stock	F	3338	$100.00	Disposed	142116	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-02-28	2021 Restricted Stock Units	$	M	9211	Disposed		Common Stock (9211)	Direct
2023-02-28	2022 Restricted Stock Units	$0	M	6868	Disposed		Common Stock (6868)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	653	Indirect
Common Stock	3580	Indirect

Footnotes

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.