AI assistant
Sending…
PRUDENTIAL FINANCIAL INC — Director's Dealing 2023
Mar 2, 2023
30092_dirs_2023-03-02_bd0c85d2-c8e1-48d5-b043-6d296f7f5ad1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2023-02-28
Reporting Person: GOODMAN STACEY (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-28 | Common Stock | M | 1945 | — | Acquired | 9813 | Direct |
| 2023-02-28 | Common Stock | F | 982 | $100.00 | Disposed | 8831 | Direct |
| 2023-02-28 | Common Stock | M | 1648 | — | Acquired | 10479 | Direct |
| 2023-02-28 | Common Stock | F | 830 | $100.00 | Disposed | 9649 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-28 | 2021 Restricted Stock Units | $ | M | 1945 | Disposed | Common Stock (1945) | Direct | |
| 2023-02-28 | 2022 Restricted Stock Units | $0 | M | 1648 | Disposed | Common Stock (1648) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1398 | Indirect |
Footnotes
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
More from PRUDENTIAL FINANCIAL INC
Capital/Financing Update
2026
Jun 2
Capital/Financing Update
2026
Jun 2
Capital/Financing Update
2026
Jun 1
Regulatory Filings
2026
Jun 1
Regulatory Filings
2026
Jun 1
Regulatory Filings
2026
May 27
Regulatory Filings
2026
May 26
Regulatory Filings
2026
May 19
Regulatory Filings
2026
May 18
Regulatory Filings
2026
May 12