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PRUDENTIAL FINANCIAL INC — Director's Dealing 2023
Mar 2, 2023
30092_dirs_2023-03-02_719c8a4a-8f82-4f73-ab5e-12e3e137793a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2023-02-28
Reporting Person: TANJI KENNETH (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-28 | Common Stock | M | 3684 | — | Acquired | 47659 | Direct |
| 2023-02-28 | Common Stock | F | 1784 | $100.00 | Disposed | 45875 | Direct |
| 2023-02-28 | Common Stock | M | 2472 | — | Acquired | 48347 | Direct |
| 2023-02-28 | Common Stock | F | 1192 | $100.00 | Disposed | 47155 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-28 | 2021 Restricted Stock Units | $ | M | 3684 | Disposed | Common Stock (3684) | Direct | |
| 2023-02-28 | 2022 Restricted Stock Units | $0 | M | 2472 | Disposed | Common Stock (2472) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 48 | Indirect |
Footnotes
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
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