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PRUDENTIAL FINANCIAL INC Director's Dealing 2023

Mar 2, 2023

30092_dirs_2023-03-02_719c8a4a-8f82-4f73-ab5e-12e3e137793a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2023-02-28

Reporting Person: TANJI KENNETH (EVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-28 Common Stock M 3684 Acquired 47659 Direct
2023-02-28 Common Stock F 1784 $100.00 Disposed 45875 Direct
2023-02-28 Common Stock M 2472 Acquired 48347 Direct
2023-02-28 Common Stock F 1192 $100.00 Disposed 47155 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-28 2021 Restricted Stock Units $ M 3684 Disposed Common Stock (3684) Direct
2023-02-28 2022 Restricted Stock Units $0 M 2472 Disposed Common Stock (2472) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 48 Indirect

Footnotes

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.