PRUDENTIAL FINANCIAL INC — Director's Dealing 2022

Jan 10, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2022-01-07

Reporting Person: FALZON ROBERT (EVP and Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-01-07	Common Stock	M	7504	$84.53	Acquired	99692	Direct
2022-01-07	Common Stock	S	7031	$115.00	Disposed	92661	Direct
2022-01-07	Common Stock	M	10687	$78.08	Acquired	103348	Direct
2022-01-07	Common Stock	S	9869	$115.00	Disposed	93479	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-01-07	2014 Employee Stock Option (Right to Buy)	$84.53	M	7504	Disposed	2024-02-11	Common Stock (7504)	Direct
2022-01-07	2015 Employee Stock Option (Right to Buy)	$78.08	M	10687	Disposed	2025-02-10	Common Stock (10687)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	653	Indirect
Common Stock	3580	Indirect

Footnotes

F1: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

F2: Following the transactions reported on this Form 4, Mr. Falzon continues to hold 93,479 shares directly and 653 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 124,360 vested stock options, 71,617 unvested stock options, 27,632 unvested restricted stock units and 164,498 target performance shares (the exact number awarded being dependent on achievement of performance goals).

F3: The options vested in three equal annual installments beginning on February 11, 2015.

F4: The options vested in three equal annual installments beginning on February 10, 2016.