PRUDENTIAL FINANCIAL INC — Director's Dealing 2022

Feb 11, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2022-02-09

Reporting Person: Sleyster Scott (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-09	Common Stock	M	8659	$84.53	Acquired	81084.12	Direct
2022-02-09	Common Stock	S	8039	$121.07	Disposed	73045.12	Direct
2022-02-09	Common Stock	M	23983	$57.00	Acquired	97028.12	Direct
2022-02-09	Common Stock	S	20912	$121.18	Disposed	76116.12	Direct
2022-02-09	Common Stock	I	6228	$121.19	Disposed	2092	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-02-09	2014 Employee Stock Option (Right to Buy)	$84.53	M	8659	Disposed	2024-02-11	Common Stock (8659)	Direct
2022-02-09	2013 Employee Stock Option (Right to Buy)	$57.00	M	23983	Disposed	2023-02-12	Common Stock (23983)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.06 to $121.09, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.15 to $121.26 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3: Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 76,116 shares directly and 2,092 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 16,573 deferred compensations shares, 130,829 vested stock options, 26,970 unvested stock options, 22,576 restricted stock units, and 91,508 target performance shares (the exact number awarded being dependent on achievement of performance goals).

F4: The options vest in three equal annual installments beginning on February 11, 2015.

F5: The options vest in three equal annual installments beginning on February 12, 2014.