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PRUDENTIAL FINANCIAL INC Director's Dealing 2022

Feb 15, 2022

30092_dirs_2022-02-15_1d2b1906-419c-4b43-a7fc-f97b92032af5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2022-02-11

Reporting Person: Lowrey Charles F (Director, Chief Executive Officer, Chairman of the Board)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-02-11 Common Stock S 28000 $119.90 Disposed 81876 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 255 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $119.71 to $120.20, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 81,876 shares directly and 255 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 213,253 vested stock options, 31,157 unvested stock options, 60,450 restricted stock units, and 233,293 target performance shares (the exact number awarded being dependent on achievement of performance goals).