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PRUDENTIAL FINANCIAL INC — Director's Dealing 2022
Feb 18, 2022
30092_dirs_2022-02-18_3d7c5e28-e679-43b9-87a0-5f5fe322ce37.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2022-02-17
Reporting Person: Woods Candace (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-17 | Common Stock | M | 1262 | $63.59 | Acquired | 14598 | Direct |
| 2022-02-17 | Common Stock | S | 1262 | $116.74 | Disposed | 13336 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-17 | 2016 Employee Stock Option (Right to Buy) | $63.59 | M | 1262 | Disposed | 2026-02-09 | Common Stock (1262) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1602 | Indirect |
Footnotes
F1: Following the transaction reported on this Form 4, Mrs. Woods continues to hold 13,336 shares directly and 1,602 shares indirectly in a 401(k) account. Mrs. Woods also holds an additional 12,293 vested stock options, 1,033 unvested stock options, 3,387 Restricted Stock Units and 11,345 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F2: The option vests in three equal annual installments beginning on February 9, 2017.
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