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PRUDENTIAL FINANCIAL INC Director's Dealing 2022

Feb 18, 2022

30092_dirs_2022-02-18_3d7c5e28-e679-43b9-87a0-5f5fe322ce37.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2022-02-17

Reporting Person: Woods Candace (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-02-17 Common Stock M 1262 $63.59 Acquired 14598 Direct
2022-02-17 Common Stock S 1262 $116.74 Disposed 13336 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-02-17 2016 Employee Stock Option (Right to Buy) $63.59 M 1262 Disposed 2026-02-09 Common Stock (1262) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1602 Indirect

Footnotes

F1: Following the transaction reported on this Form 4, Mrs. Woods continues to hold 13,336 shares directly and 1,602 shares indirectly in a 401(k) account. Mrs. Woods also holds an additional 12,293 vested stock options, 1,033 unvested stock options, 3,387 Restricted Stock Units and 11,345 target performance shares (the exact number awarded being dependent on achievement of performance goals).

F2: The option vests in three equal annual installments beginning on February 9, 2017.