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PRUDENTIAL FINANCIAL INC — Director's Dealing 2022
Mar 2, 2022
30092_dirs_2022-03-02_52889e86-7bcc-4d47-8369-463eec4e377f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2022-02-28
Reporting Person: Axel Robert (SVP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-28 | Common Stock | M | 859 | — | Acquired | 11232 | Direct |
| 2022-02-28 | Common Stock | F | 241 | $111.66 | Disposed | 10991 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-28 | 2021 Restricted Stock Units | $ | M | 859 | Disposed | Common Stock (859) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1203 | Indirect |
Footnotes
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
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