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PRUDENTIAL FINANCIAL INC — Director's Dealing 2022
Nov 21, 2022
30092_dirs_2022-11-21_7b4c19a3-42c4-4b9f-b116-dab451f4cca2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ClearBridge MLP & Midstream Fund Inc. (CEM)
CIK: 0001488775
Period of Report: 2022-11-17
Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-17 | Series D Mandatory Redeemable Preferred Stock | J | 160 | $100000 | Disposed | 0 | Indirect |
| 2022-11-17 | Series I Mandatory Redeemable Preferred Stock | J | 160 | $100000 | Acquired | 160 | Indirect |
| 2022-11-17 | Series M Mandatory Redeemable Preferred Stock | P | 285715 | $35 | Acquired | 285715 | Indirect |
Footnotes
F1: Share transfer to Issuer on 11/17/2022 in exchange for Series I Mandatory Redeemable Preferred Stock.
F2: Share transfer from Issuer on 11/17/2022 in exchange for Series D Mandatory Redeemable Preferred Stock.
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