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PRUDENTIAL FINANCIAL INC Director's Dealing 2022

Nov 21, 2022

30092_dirs_2022-11-21_7b4c19a3-42c4-4b9f-b116-dab451f4cca2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ClearBridge MLP & Midstream Fund Inc. (CEM)
CIK: 0001488775
Period of Report: 2022-11-17

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-17 Series D Mandatory Redeemable Preferred Stock J 160 $100000 Disposed 0 Indirect
2022-11-17 Series I Mandatory Redeemable Preferred Stock J 160 $100000 Acquired 160 Indirect
2022-11-17 Series M Mandatory Redeemable Preferred Stock P 285715 $35 Acquired 285715 Indirect

Footnotes

F1: Share transfer to Issuer on 11/17/2022 in exchange for Series I Mandatory Redeemable Preferred Stock.

F2: Share transfer from Issuer on 11/17/2022 in exchange for Series D Mandatory Redeemable Preferred Stock.