PRUDENTIAL FINANCIAL INC — Director's Dealing 2022

Dec 16, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2022-12-14

Reporting Person: SCHMIDT TIMOTHY L (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-14	Common Stock	S	2000	$103.55	Disposed	16198	Direct
2022-12-14	Common Stock	G	100	—	Disposed	16098	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	263	Indirect

Footnotes

F1: Gift to a 501(c)(3) charitable foundation.

F2: Following the transactions reported on this Form 4, Mr. Schmidt continues to hold 16,098 shares directly and 263 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 12,277 vested stock options, 2,628 unvested stock options, 8,380 restricted stock units and 33,184 target performance shares (the exact number awarded being dependent on achievement of performance goals).

F3: Amount reported has been adjusted to include 11 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2021 and September 30, 2022 based on a plan statement dated September 30, 2022. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).