PRUDENTIAL FINANCIAL INC — Director's Dealing 2021

Feb 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2021-02-13

Reporting Person: SCHMIDT TIMOTHY L (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-13	Common Stock	M	5251	—	Acquired	23373	Direct
2021-02-13	Common Stock	F	1876	$80.86	Disposed	21497	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-13	2018 Restricted Stock Units	$0	M	5251	Disposed		Common Stock (5251)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	243	Indirect

Footnotes

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes when restricted shares vested.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest on February 13, 2021.