PRUDENTIAL FINANCIAL INC — Director's Dealing 2021

Mar 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2021-03-05

Reporting Person: Silitch Nicholas C (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-05	Common Stock	S	8200	$90.62	Disposed	11306	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	433	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.62 to $90.67 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2: Following the transactions reported on this Form 4, Mr. Silitch continues to hold 11,306 shares directly and 433 shares indirectly in a 401(k) account. Mr. Silitch also holds an additional 63,083 vested stock options, 14,817 unvested stock options, 9,948 restricted stock units, and 57,206 target performance shares (the exact number awarded being dependent on achievement of performance goals).