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PRUDENTIAL FINANCIAL INC — Director's Dealing 2021
Mar 9, 2021
30092_dirs_2021-03-09_268ad79a-633c-47a1-b493-03c24b913a83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2021-03-08
Reporting Person: SCHMIDT TIMOTHY L (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock | S | 5000 | $94.11 | Disposed | 16497 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 243 | Indirect |
Footnotes
F1: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 16,497 shares directly and 243 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 28,600 vested stock options, 7,597 unvested stock options, 6,264 restricted stock units and 32,374 target performance shares (the exact number awarded being dependent on achievement of performance goals).
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