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PRUDENTIAL FINANCIAL INC Director's Dealing 2021

May 13, 2021

30092_dirs_2021-05-13_9a24599f-df79-4d50-b629-d7d0d79b1df2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2021-05-11

Reporting Person: POON CHRISTINE A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-11 Common Stock M 2933 Acquired 14516 Direct
2021-05-11 Common Stock D 2933 $104.91 Disposed 11583 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-11 2020 Restricted Stock Units $ M 2933 Disposed Common Stock (2933) Direct
2021-05-11 2021 Restricted Stock Units $ A 1429 Acquired Common Stock (1429) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.