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PRUDENTIAL FINANCIAL INC Director's Dealing 2021

Dec 9, 2021

30092_dirs_2021-12-09_db06be10-d8b0-467d-9421-123b28934df9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2021-12-07

Reporting Person: SCHMIDT TIMOTHY L (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-07 Common Stock G 100 Disposed 12897 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 250 Indirect

Footnotes

F1: Gift to a 501(c)(3) charitable foundation.

F2: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,897 shares directly and 250 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 22,021 vested stock options, 7,597 unvested stock options, 6,264 restricted stock units and 32,374 target performance shares (the exact number awarded being dependent on achievement of performance goals).