Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PRUDENTIAL FINANCIAL INC Director's Dealing 2021

Dec 21, 2021

30092_dirs_2021-12-21_768c3e31-4d05-468e-b4ed-d06ca76902fd.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tortoise Midstream Energy Fund, Inc. (NTG)
CIK: 0001490286
Period of Report: 2021-12-17

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Reporting Person: PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-17 2.50% Senior Notes, Series S, due December 17, 2028 P 5000000 $5000000 Acquired Indirect
2021-12-17 2.50% Senior Notes, Series S, due December 17, 2028 P 20000000 $20000000 Acquired Indirect
2021-12-17 Series H Mandatory Redeemable Preferred Stock P 300000 $25 Acquired 300000 Indirect

Footnotes

F1: These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

F2: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

F3: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.