PRUDENTIAL FINANCIAL INC — Director's Dealing 2021

Dec 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2021-12-28

Reporting Person: Lowrey Charles F (Director, Chief Executive Officer, Chairman of the Board)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-28	Common Stock	M	45478	$78.08	Acquired	141234	Direct
2021-12-28	Common Stock	S	42764	$110.00	Disposed	98470	Direct
2021-12-28	Common Stock	M	38962	$84.53	Acquired	137432	Direct
2021-12-28	Common Stock	S	37130	$110.00	Disposed	100302	Direct
2021-12-28	Common Stock	S	14000	$110.00	Disposed	86302	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-28	2015 Employee Stock Option (Right to Buy)	$78.08	M	45478	Disposed	2025-02-10	Common Stock (45478)	Direct
2021-12-28	2014 Employee Stock Option (Right to Buy)	$84.53	M	38962	Disposed	2024-02-11	Common Stock (38962)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	253	Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021.

F2: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 86,302 shares directly and 253 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 154,347 vested stock options, 90,063 unvested stock options, 34,693 restricted stock units, and 209,366 target performance shares (the exact number awarded being dependent on achievement of performance goals).

F3: The options vest in three equal annual installments beginning on February 10, 2016.

F4: The options vest in three equal annual installments beginning on February 11, 2015