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PRUDENTIAL FINANCIAL INC — Director's Dealing 2020
Apr 15, 2020
30092_dirs_2020-04-15_06c91787-1a8d-46d9-87de-9634cbd3f10f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tortoise Midstream Energy Fund, Inc. (NTG)
CIK: 0001490286
Period of Report: 2020-04-13
Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-13 | 3.18% Senior Notes, Series N, due December 13, 2024 | J | 29000000 | $29000000 | Disposed | Indirect | |
| 2020-04-13 | 3.18% Senior Notes, Series N, due December 13, 2024 | J | 3000000 | $3000000 | Disposed | Indirect | |
| 2020-04-13 | 3.79% Senior Notes, Series P, due October 16, 2023 | J | 2843750 | $2843750 | Disposed | Indirect | |
| 2020-04-13 | 3.79% Senior Notes, Series P, due October 16, 2023 | J | 2572917 | $2572917 | Disposed | Indirect | |
| 2020-04-13 | 3.97% Senior Notes, Series Q, due October 16, 2025 | J | 2031250 | $2031250 | Disposed | Indirect | |
| 2020-04-13 | 3.97% Senior Notes, Series Q, due October 16, 2025 | J | 2031250 | $2031250 | Disposed | Indirect | |
| 2020-04-13 | 4.02% Senior Notes, Series R, due October 16, 2026 | J | 2166666 | $2166666 | Disposed | 5833334 | Indirect |
| 2020-04-13 | 4.02% Senior Notes, Series R, due October 16, 2026 | J | 1354167 | $1354167 | Disposed | Indirect | |
| 2020-04-14 | 3.79% Senior Notes, Series P, due October 16, 2023 | J | 6092246 | $6092246 | Disposed | Indirect | |
| 2020-04-14 | 3.79% Senior Notes, Series P, due October 16, 2023 | J | 5512032 | $5512032 | Disposed | Indirect | |
| 2020-04-14 | 3.97% Senior Notes, Series Q, due October 16, 2025 | J | 4351605 | $4351605 | Disposed | Indirect | |
| 2020-04-14 | 3.97% Senior Notes, Series Q, due October 16, 2025 | J | 4351604 | $4351604 | Disposed | Indirect | |
| 2020-04-14 | 4.02% Senior Notes, Series R, due October 16, 2026 | J | 4641711 | $4641711 | Disposed | 1191623 | Indirect |
| 2020-04-14 | 4.02% Senior Notes, Series R, due October 16, 2026 | J | 2901070 | $2901070 | Disposed | Indirect |
Footnotes
F1: These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a less than ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F2: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
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